<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/09?registers=between Mon, 23 Jun 2025 08:41:38 -0700 Mon, 23 Jun 2025 08:41:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/03/09?registers=between Notice - 24X National Exchange LLC; Notice of Withdrawal of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04797.html https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04797.html Thu, 09 Mar 2023 00:00:00 -0800 2023-04797 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04797.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04787.html https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04787.html Thu, 09 Mar 2023 00:00:00 -0800 2023-04787 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04787.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04786.html https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04786.html Thu, 09 Mar 2023 00:00:00 -0800 2023-04786 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04786.pdf Notice - PGIM Private Real Estate Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04785.html https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04785.html Thu, 09 Mar 2023 00:00:00 -0800 2023-04785 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04785.pdf Proposed Rule - Safeguarding Advisory Client Assets https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-03681.html https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-03681.html Thu, 09 Mar 2023 00:00:00 -0800 2023-03681 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-03681.pdf Notice - Submission for OMB Review; Comment Request; Extension: Customer Account Statements (17 CFR 242.607) https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04825.html https://regulations.justia.com/regulations/fedreg/2023/03/09/2023-04825.html Thu, 09 Mar 2023 00:00:00 -0800 2023-04825 Notice https://www.govinfo.gov/content/pkg/FR-2023-03-09/pdf/2023-04825.pdf