<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/21?registers=between Tue, 15 Jul 2025 20:05:47 -0700 Tue, 15 Jul 2025 20:05:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/21?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03650.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03650.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03650 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03650.pdf Proposed Rule - The Commission's Privacy Act Regulations https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03467.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03467.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03467 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03467.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Order-to-Trade Ratio Fees https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03487.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03487.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03487 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03487.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule at Options 7, Section 3 To Modify the PIM Break-Up Rebate https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03486.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03486.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03486 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03486.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Pricing Schedule at Options 7, Section 6 To Modify the Crossing Fee Cap https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03485.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03485.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03485 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03485.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 4 (Complex Order Fees) https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03484.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03484.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03484 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03484.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Pricing Schedule at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03483.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03483.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03483 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03483.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.19E Pertaining to Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03482.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03482.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03482 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03482.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19-E Pertaining to Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03481.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03481.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03481 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03481.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03480.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03480.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03480 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03480.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Pricing Schedule at Options 7, Section 3 To Add a New Priority Customer Maker Rebate https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03479.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03479.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03479 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03479.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 11.25 To Permit Mid-Point Peg Orders Entered as Periodic Auction Eligible Orders To Contain an Instruction To Not Execute in a Locked Market https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03478.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03478.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03478 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03478.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 1.160 https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03477.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03477.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03477 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03477.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03476.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03476.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03476 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03476.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03475.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03475.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03475 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03475.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03474.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03474.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03474 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03474.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03473.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03473.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03473 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03473.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03472.html https://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03472.html Tue, 21 Feb 2023 00:00:00 -0800 2023-03472 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03472.pdf