Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/21?limit=200®isters=between&mode=atom2024-12-21T06:09:31-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03650.htmlNotice - Sunshine Act Meetings2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03650Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03650.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03467.htmlProposed Rule - The Commission's Privacy Act Regulations2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03467Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03467.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03487.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Order-to-Trade Ratio Fees2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03487Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03487.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03486.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule at Options 7, Section 3 To Modify the PIM Break-Up Rebate2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03486Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03486.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03485.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Pricing Schedule at Options 7, Section 6 To Modify the Crossing Fee Cap2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03485Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03485.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03484.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule at Options 7, Section 4 (Complex Order Fees)2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03484Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03484.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03483.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchanges Pricing Schedule at Options 7, Section 32023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03483Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03483.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03482.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rule 7.19E Pertaining to Pre-Trade Risk Controls2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03482Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03482.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03481.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19-E Pertaining to Pre-Trade Risk Controls2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03481Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03481.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03480.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-trade Risk Controls2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03480Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03480.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03479.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend GEMX Pricing Schedule at Options 7, Section 3 To Add a New Priority Customer Maker Rebate2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03479Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03479.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03478.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Rule 11.25 To Permit Mid-Point Peg Orders Entered as Periodic Auction Eligible Orders To Contain an Instruction To Not Execute in a Locked Market2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03478Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03478.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03477.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 1.1602023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03477Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03477.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03476.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03476Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03476.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03475.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03475Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03475.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03474.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03474Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03474.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03473.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Applicable Exchange Rules, Usage of Data Feeds, To Disclose That the Exchange Will Utilize Direct Data Feeds From MEMX LLC2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03473Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03473.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/21/2023-03472.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.19 Pertaining to Pre-Trade Risk Controls2023-02-21T00:00:00-08:002023-02-21T00:00:00-08:002023-03472Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-21/pdf/2023-03472.pdf