<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/15?registers=between Wed, 25 Jun 2025 13:25:13 -0700 Wed, 25 Jun 2025 13:25:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/15?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03160.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03160.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03160 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03160.pdf Notice - Proposed Collection; Comment Request; Extension: Customer Account Statements https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03154.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03154.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03154 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03154.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 101 https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03233.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03233.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03233 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03233.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 103 https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03232.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03232.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03232 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03232.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-2 https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03231.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03231.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03231 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03231.pdf Notice - Proposed Collection; Comment Request: Extension; “Ombudsman Matter Management System Submission Form” https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03230.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03230.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03230 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03230.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03169.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03169.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03169 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03169.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03168.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03168.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03168 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03168.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03167.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03167.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03167 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03167.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03166.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03166.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03166 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03166.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 1308, Supervision of Accounts https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03165.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03165.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03165 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03165.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Offer Users an Additional Option for How To Apply the Exchange's Existing Anti-Internalization Functionality to Their Orders https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03164.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03164.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03164 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03164.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Alternative Display Facility New Entrant https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03163.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03163.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03163 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03163.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time for Cboe Market Close https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03162.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03162.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03162 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03162.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Select Customer Options Reduction Program https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03161.html https://regulations.justia.com/regulations/fedreg/2023/02/15/2023-03161.html Wed, 15 Feb 2023 00:00:00 -0800 2023-03161 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-15/pdf/2023-03161.pdf