<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/14?registers=between Sun, 22 Jun 2025 08:02:45 -0700 Sun, 22 Jun 2025 08:02:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/14?registers=between Proposed Rule - Prohibition Against Conflicts of Interest in Certain Securitizations https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-02003.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-02003.html Tue, 14 Feb 2023 00:00:00 -0800 2023-02003 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-02003.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule for the Cboe Silexx Platform https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03061.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03061.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03061 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03061.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and To Amend MSRB Rule G-8, on Books and Records https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03060.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03060.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03060 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03060.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03059.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03059.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03059 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03059.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New “Liquidity Taker Event Report-Resting Simple Orders” https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03058.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03058.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03058 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03058.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New “Liquidity Taker Event Report-Resting Simple Orders” https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03057.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03057.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03057 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03057.pdf Notice - Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03056.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03056.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03056 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03056.pdf Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03055.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03055.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03055 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03055.pdf Notice - Order Regarding Review of FASB Accounting Support Fee for 2023 Under the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03077.html https://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03077.html Tue, 14 Feb 2023 00:00:00 -0800 2023-03077 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03077.pdf