Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/14?limit=200®isters=between&mode=atom2024-12-30T06:19:21-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-02003.htmlProposed Rule - Prohibition Against Conflicts of Interest in Certain Securitizations2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-02003Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-02003.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03061.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule for the Cboe Silexx Platform2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03061Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03061.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03060.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Create New MSRB Rule G-46, on Duties of Solicitor Municipal Advisors, and To Amend MSRB Rule G-8, on Books and Records2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03060Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03060.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03059.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-40, on Advertising by Municipal Advisors, and MSRB Rule G-8, on Books and Records2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03059Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03059.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03058.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New “Liquidity Taker Event Report-Resting Simple Orders”2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03058Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03058.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03057.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 531, Reports and Market Data Products, To Provide for the New “Liquidity Taker Event Report-Resting Simple Orders”2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03057Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03057.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03056.htmlNotice - Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03056Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03056.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03055.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Its Fee Schedule2023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03055Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03055.pdfhttps://regulations.justia.com/regulations/fedreg/2023/02/14/2023-03077.htmlNotice - Order Regarding Review of FASB Accounting Support Fee for 2023 Under the Sarbanes-Oxley Act of 20022023-02-14T00:00:00-08:002023-02-14T00:00:00-08:002023-03077Noticehttps://www.govinfo.gov/content/pkg/FR-2023-02-14/pdf/2023-03077.pdf