<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/10?registers=between Fri, 27 Jun 2025 14:47:44 -0700 Fri, 27 Jun 2025 14:47:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/10?registers=between Notice - Submission for OMB Review; Comment Request; Extension: Rule 19b-5 and Form PILOT https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02832.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02832.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02832 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02832.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 15b1-1/Form BD https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02831.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02831.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02831 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02831.pdf Notice - Submission for OMB Review; Comment Request; Extension: Regulation SBSR https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02830.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02830.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02830 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02830.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-03014.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-03014.html Fri, 10 Feb 2023 00:00:00 -0800 2023-03014 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-03014.pdf Notice - Constitution Capital Access Fund, LLC, et al. https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02956.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02956.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02956 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02956.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19-E Concerning Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02954.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02954.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02954 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02954.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 6.40P-O Concerning Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02953.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02953.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02953 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02953.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19 Concerning Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02952.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02952.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02952 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02952.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reflect Adjustments to FINRA Registration Fees and Fingerprinting Processing Fees https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02950.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02950.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02950 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02950.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02949.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02949.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02949 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02949.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02946.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02946.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02946 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02946.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules in Connection with the Technology Migration to Enhanced Nasdaq Functionality https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02821.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02821.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02821 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02821.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules in Connection With a Technology Migration to Enhanced Nasdaq, Inc. (“Nasdaq”) Functionality https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02820.html https://regulations.justia.com/regulations/fedreg/2023/02/10/2023-02820.html Fri, 10 Feb 2023 00:00:00 -0800 2023-02820 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-10/pdf/2023-02820.pdf