<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/09?registers=between Mon, 23 Jun 2025 11:10:23 -0700 Mon, 23 Jun 2025 11:10:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/02/09?registers=between Notice - Kennedy Lewis Management LP, et al. https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02800.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02800.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02800 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02800.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02718.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02718.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02718 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02718.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02717.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02717.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02717 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02717.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02716.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02716.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02716 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02716.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02715.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02715.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02715 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02715.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02713.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02713.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02713 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02713.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02712.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02712.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02712 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02712.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Risk Management Framework https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02711.html https://regulations.justia.com/regulations/fedreg/2023/02/09/2023-02711.html Thu, 09 Feb 2023 00:00:00 -0800 2023-02711 Notice https://www.govinfo.gov/content/pkg/FR-2023-02-09/pdf/2023-02711.pdf