<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/01/24?registers=between Tue, 24 Jun 2025 01:02:23 -0700 Tue, 24 Jun 2025 01:02:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/01/24?registers=between Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01200.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01200.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01200 Rule https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01200.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01267.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01267.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01267 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01267.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01266.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01266.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01266 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01266.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 9132, 9133, 9135, 9146, 9522, 9524, 9559 and 9630 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01265.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01265.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01265 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01265.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules Relating to the Processing of Auction Responses https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01264.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01264.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01264 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01264.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of Its Program That Allows the Exchange To List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index (“S&P 500”) Options (“SPX”) Series https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01260.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01260.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01260 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01260.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 7.31E https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01259.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01259.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01259 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01259.pdf Notice - Forum Real Estate Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01247.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01247.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01247 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01247.pdf Notice - Submission for OMB Review; Comment Request; Extension: Trust Indenture Act Rules 7a-15 Through 7a-37 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01246.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01246.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01246 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01246.pdf Notice - Submission for OMB Review; Comment Request: Extension: Rule 17a-14 and Form CRS https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01254.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01254.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01254 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01254.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 10b-10 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01251.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01251.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01251 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01251.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 3a71-3(d) https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01250.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01250.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01250 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01250.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 15c2-5 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01249.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01249.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01249 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01249.pdf Notice - Submission for OMB Review; Comment Request; Extension: Schedule 13E-4F https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01248.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01248.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01248 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01248.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01277.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01277.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01277 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01277.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the CDSClear Fee Grid for 2023 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01276.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01276.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01276 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01276.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01275.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01275.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01275 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01275.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01274.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01274.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01274 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01274.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01273.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01273.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01273 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01273.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01272.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01272.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01272 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01272.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01271.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01271.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01271 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01271.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Liquidity Risk Model Framework https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01270.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01270.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01270 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01270.pdf Notice - Self-Regulatory Organizations; NYSE National Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01269.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01269.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01269 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01269.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 10.9132, 10.9133, 10.9135, 10.9146, 10.9522, 10.9524, 10.9559 and 10.9630 https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01268.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01268.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01268 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01268.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01430.html https://regulations.justia.com/regulations/fedreg/2023/01/24/2023-01430.html Tue, 24 Jan 2023 00:00:00 -0800 2023-01430 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-24/pdf/2023-01430.pdf