<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/01/19?registers=between Thu, 26 Jun 2025 19:33:18 -0700 Thu, 26 Jun 2025 19:33:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2023/01/19?registers=between Notice - RBB Fund Trust and Element ETFs, LLC https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00893.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00893.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00893 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00893.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. General Registration Fees, Fingerprinting Fees, and Continuing Education Fees https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00908.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00908.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00908 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00908.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00906.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00906.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00906 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00906.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00913.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00913.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00913 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00913.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00912.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00912.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00912 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00912.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rule 7.19E Concerning Pre-Trade Risk Controls https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00909.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00909.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00909 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00909.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.6 Concerning All-or-None Orders With the Size of One Contract https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00989.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00989.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00989 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00989.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00987.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00987.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00987 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00987.pdf Notice - Proposed Collection; Comment Request; Extension: Investment Company Interactive Data https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00986.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00986.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00986 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00986.pdf Notice - Prospect Capital Management L.P. and Prospect Floating Rate and Alternative Income Fund, Inc. https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00971.html https://regulations.justia.com/regulations/fedreg/2023/01/19/2023-00971.html Thu, 19 Jan 2023 00:00:00 -0800 2023-00971 Notice https://www.govinfo.gov/content/pkg/FR-2023-01-19/pdf/2023-00971.pdf