<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/12/21?registers=between Sat, 12 Apr 2025 07:32:01 -0700 Sat, 12 Apr 2025 07:32:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/12/21?registers=between Rule - Technical Amendments to Commission Rules https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27636.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27636.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27636 Rule https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27636.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-8050-3 To Establish Functionality That Will Reject Market Maker Quotes When Those Quotes Would Otherwise Lock or Cross the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27649.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27649.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27649 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27649.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27648.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27648.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27648 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27648.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27659.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27659.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27659 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27659.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice Related to Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27658.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27658.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27658 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27658.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27657.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27657.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27657 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27657.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fees Schedule To Adopt Global Trading Hours XSP Lead Market-Makers Incentive Programs https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27656.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27656.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27656 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27656.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27655.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27655.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27655 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27655.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Market Maker Requirements in Equity 2, Sections 4, 5, and 11 https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27654.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27654.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27654 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27654.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee Schedule To Reflect Adjustments to FINRA's Registration Fees Related to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27653.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27653.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27653 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27653.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove a Monthly Credit Associated With Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27652.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27652.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27652 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27652.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40P-O https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27651.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27651.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27651 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27651.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Finance Procedures https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27650.html https://regulations.justia.com/regulations/fedreg/2022/12/21/2022-27650.html Wed, 21 Dec 2022 00:00:00 -0800 2022-27650 Notice https://www.govinfo.gov/content/pkg/FR-2022-12-21/pdf/2022-27650.pdf