<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/23?registers=between Sun, 20 Apr 2025 19:14:39 -0700 Sun, 20 Apr 2025 19:14:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/23?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Supervision, To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2023 https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25475.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25475.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25475 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25475.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Corporation; Order Granting Proposed Rule Changes To Amend the Stress Testing Framework and Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25474.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25474.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25474 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25474.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading and the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25473.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25473.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25473 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25473.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Pending Amendments to Equity 4, Rules 4120, 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25472.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25472.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25472 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25472.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees for Market Makers in the MIAX PEARL Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25471.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25471.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25471 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25471.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Make Certain Revisions to the Preamble to Rule 10.9217 and Add Rule 2.1210 to the List of Minor Rule Violations in Rule 10.9217(f) https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25470.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25470.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25470 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25470.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-3, on Professional Qualification Requirements, To Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25476.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25476.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25476 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25476.pdf Notice - Hennessy Funds Trust, et al. https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25621.html https://regulations.justia.com/regulations/fedreg/2022/11/23/2022-25621.html Wed, 23 Nov 2022 00:00:00 -0800 2022-25621 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-23/pdf/2022-25621.pdf