<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/16?registers=between Thu, 29 May 2025 09:44:09 -0700 Thu, 29 May 2025 09:44:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/16?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Permit Affiliated Users To Enable EdgeRisk Self Trade Prevention https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24895.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24895.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24895 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24895.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10(d) To Permit Affiliated Users To Enable EdgeRisk Self Trade Prevention https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24894.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24894.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24894 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24894.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership and Trading Rights Fees https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24893.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24893.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24893 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24893.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add Violations of Rule 2.1210 to the Exchange's Minor Rule Violation Plan for the Equities and Options Markets https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24892.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24892.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24892 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24892.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24891.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24891.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24891 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24891.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Phlx Equity 6, Section 5 Concerning Optional Risk Settings for Stocks https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24890.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24890.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24890 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24890.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24889.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24889.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24889 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24889.pdf Proposed Rule - Outsourcing by Investment Advisers https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-23694.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-23694.html Wed, 16 Nov 2022 00:00:00 -0800 2022-23694 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-23694.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change To Amend the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24888.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24888.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24888 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24888.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24887.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24887.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24887 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24887.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-14 and Form CRS https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24880.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24880.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24880 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24880.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change, As modified by Amendment No. 1, To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24959.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24959.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24959 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24959.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24958.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24958.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24958 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24958.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Harmonize the Exchange's Reimbursement Schedule for Forwarding Proxy and Other Issuer Material https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24957.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24957.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24957 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24957.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Permit Affiliated Users To Enable Match Trade Prevention https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24956.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24956.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24956 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24956.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.9(f) To Permit Affiliated Users To Enable Match Trade Prevention https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24955.html https://regulations.justia.com/regulations/fedreg/2022/11/16/2022-24955.html Wed, 16 Nov 2022 00:00:00 -0800 2022-24955 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-16/pdf/2022-24955.pdf