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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/04?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/04?registers=between
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Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.190(e) To Expand the Availability of the Exchange's Existing Anti-Internalization Functionality to More Members
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24008.html
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24008.html
Fri, 04 Nov 2022 00:00:00 -0700
2022-24008
Notice
https://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24008.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Supplementary Material .19 (Residential Supervisory Location) Under FINRA Rule 3110
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24007.html
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24007.html
Fri, 04 Nov 2022 00:00:00 -0700
2022-24007
Notice
https://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24007.pdf
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Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership and Trading Rights Fees
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24006.html
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24006.html
Fri, 04 Nov 2022 00:00:00 -0700
2022-24006
Notice
https://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24006.pdf
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Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 To Add Port Fees
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24005.html
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24005.html
Fri, 04 Nov 2022 00:00:00 -0700
2022-24005
Notice
https://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24005.pdf
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Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Market Data Fees
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24031.html
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24031.html
Fri, 04 Nov 2022 00:00:00 -0700
2022-24031
Notice
https://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24031.pdf
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Notice - Proposed Collection; Comment Request; Extension: Rule 17f-1(g)
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24109.html
https://regulations.justia.com/regulations/fedreg/2022/11/04/2022-24109.html
Fri, 04 Nov 2022 00:00:00 -0700
2022-24109
Notice
https://www.govinfo.gov/content/pkg/FR-2022-11-04/pdf/2022-24109.pdf