<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/03?registers=between Mon, 05 May 2025 17:16:53 -0700 Mon, 05 May 2025 17:16:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/03?registers=between Rule - Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-22670.html https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-22670.html Thu, 03 Nov 2022 00:00:00 -0700 2022-22670 Rule https://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-22670.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17Ad-22 https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23874.html https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23874.html Thu, 03 Nov 2022 00:00:00 -0700 2022-23874 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23874.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for NQX https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23871.html https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23871.html Thu, 03 Nov 2022 00:00:00 -0700 2022-23871 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23871.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23870.html https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23870.html Thu, 03 Nov 2022 00:00:00 -0700 2022-23870 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23870.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23869.html https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23869.html Thu, 03 Nov 2022 00:00:00 -0700 2022-23869 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23869.pdf Notice - Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23884.html https://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23884.html Thu, 03 Nov 2022 00:00:00 -0700 2022-23884 Notice https://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23884.pdf