Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/11/03?limit=200®isters=between&mode=atom2025-05-06T05:10:14-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-22670.htmlRule - Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-22670Rulehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-22670.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23874.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-222022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23874Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23874.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23871.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Standard Monthly Expirations for NQX2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23871Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23871.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23870.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Listing Rule 5732 To Provide Listing Standards for Contingent Value Rights on Nasdaq Global Market2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23870Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23870.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23869.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 519C, Mass Cancellation of Trading Interest2022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23869Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23869.pdfhttps://regulations.justia.com/regulations/fedreg/2022/11/03/2022-23884.htmlNotice - Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402022-11-03T00:00:00-07:002022-11-03T00:00:00-07:002022-23884Noticehttps://www.govinfo.gov/content/pkg/FR-2022-11-03/pdf/2022-23884.pdf