<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/10/05?registers=between Sun, 06 Apr 2025 01:44:42 -0700 Sun, 06 Apr 2025 01:44:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/10/05?registers=between Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Exchange To Declare a Regulatory Halt https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21561.html https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21561.html Wed, 05 Oct 2022 00:00:00 -0700 2022-21561 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21561.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21560.html https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21560.html Wed, 05 Oct 2022 00:00:00 -0700 2022-21560 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21560.pdf Notice - Neuberger Berman BDC LLC, et al. https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21540.html https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21540.html Wed, 05 Oct 2022 00:00:00 -0700 2022-21540 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21540.pdf Notice - Constitution Capital Private Markets Fund, LLC and Constitution Capital PM, LP https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21645.html https://regulations.justia.com/regulations/fedreg/2022/10/05/2022-21645.html Wed, 05 Oct 2022 00:00:00 -0700 2022-21645 Notice https://www.govinfo.gov/content/pkg/FR-2022-10-05/pdf/2022-21645.pdf