<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/09/21?registers=between Thu, 03 Apr 2025 18:13:26 -0700 Thu, 03 Apr 2025 18:13:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/09/21?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20376.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20376.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20376 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20376.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 6 to Add Port Fees https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20375.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20375.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20375 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20375.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20374.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20374.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20374 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20374.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 7 To Add Fees for Market Data https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20373.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20373.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20373 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20373.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Options 7, Section 5 To Add Membership Fees https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20372.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20372.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20372 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20372.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Trading Permit Fees in the MIAX PEARL Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20371.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20371.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20371 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20371.pdf Notice - Nuveen Churchill Direct Lending Corp., et al. https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20369.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20369.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20369 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20369.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20378.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20378.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20378 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20378.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program To Include P.M.-Settled Options on the Mini-S&P 500 Index That Expire on Tuesday or Thursday https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20377.html https://regulations.justia.com/regulations/fedreg/2022/09/21/2022-20377.html Wed, 21 Sep 2022 00:00:00 -0700 2022-20377 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-21/pdf/2022-20377.pdf