<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/09/15?registers=between Tue, 15 Apr 2025 05:53:21 -0700 Tue, 15 Apr 2025 05:53:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/09/15?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Clarifications and Enhancements to NSCC's Rules & Procedures https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19915.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19915.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19915 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19915.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19914.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19914.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19914 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19914.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19913.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19913.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19913 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19913.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19912.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19912.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19912 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19912.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19920.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19920.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19920 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19920.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning One Multiplier Options https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19919.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19919.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19919 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19919.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118 and Clarify Its Port-related Fees at Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19918.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19918.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19918 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19918.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19917.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19917.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19917 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19917.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19916.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19916.html Thu, 15 Sep 2022 00:00:00 -0700 2022-19916 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19916.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-1 https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-20018.html https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-20018.html Thu, 15 Sep 2022 00:00:00 -0700 2022-20018 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-20018.pdf