Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/09/15?limit=200&registers=between&mode=atom 2025-04-18T23:34:45-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19915.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Clarifications and Enhancements to NSCC's Rules & Procedures 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19915 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19915.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19914.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19914 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19914.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19913.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19913 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19913.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19912.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19912 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19912.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19920.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19920 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19920.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19919.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning One Multiplier Options 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19919 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19919.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19918.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118 and Clarify Its Port-related Fees at Options 7, Section 3 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19918 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19918.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19917.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19917 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19917.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-19916.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 3, and Options 7, Section 9 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-19916 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-19916.pdf https://regulations.justia.com/regulations/fedreg/2022/09/15/2022-20018.html Notice - Submission for OMB Review; Comment Request; Extension: Rule 18a-1 2022-09-15T00:00:00-07:00 2022-09-15T00:00:00-07:00 2022-20018 Notice https://www.govinfo.gov/content/pkg/FR-2022-09-15/pdf/2022-20018.pdf