<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/08?registers=between&min-day=1&max-day=31 Sat, 18 May 2024 05:37:38 -0700 Sat, 18 May 2024 05:37:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/08?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees, at Equity 7, Section 115, and Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18767.html https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18767.html Wed, 31 Aug 2022 00:00:00 -0700 2022-18767 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18767.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearing Rules and the End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18766.html https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18766.html Wed, 31 Aug 2022 00:00:00 -0700 2022-18766 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18766.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors With Current Market Practices https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18765.html https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18765.html Wed, 31 Aug 2022 00:00:00 -0700 2022-18765 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18765.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18764.html https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18764.html Wed, 31 Aug 2022 00:00:00 -0700 2022-18764 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18764.pdf Notice - Capital Southwest Corporation https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18760.html https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18760.html Wed, 31 Aug 2022 00:00:00 -0700 2022-18760 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18760.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Revise the Formula Used To Calculate the VaR Charge for Repo Interest Volatility https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18768.html https://regulations.justia.com/regulations/fedreg/2022/08/31/2022-18768.html Wed, 31 Aug 2022 00:00:00 -0700 2022-18768 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-31/pdf/2022-18768.pdf Notice - Draft 2022-2026 Strategic Plan for Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18582.html https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18582.html Tue, 30 Aug 2022 00:00:00 -0700 2022-18582 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18582.pdf Notice - CCOF II Lux Feeder, SCSp, et al. https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18604.html https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18604.html Tue, 30 Aug 2022 00:00:00 -0700 2022-18604 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18604.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18588.html https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18588.html Tue, 30 Aug 2022 00:00:00 -0700 2022-18588 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18588.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7 https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18587.html https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18587.html Tue, 30 Aug 2022 00:00:00 -0700 2022-18587 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18587.pdf Notice - Order Making Fiscal Year 2023 Annual Adjustments to Registration Fee Rates https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18668.html https://regulations.justia.com/regulations/fedreg/2022/08/30/2022-18668.html Tue, 30 Aug 2022 00:00:00 -0700 2022-18668 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-30/pdf/2022-18668.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 6.64P-O https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18501.html https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18501.html Mon, 29 Aug 2022 00:00:00 -0700 2022-18501 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18501.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Change the Name of Its Business Conduct Committee https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18500.html https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18500.html Mon, 29 Aug 2022 00:00:00 -0700 2022-18500 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18500.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18502.html https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18502.html Mon, 29 Aug 2022 00:00:00 -0700 2022-18502 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18502.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18726.html https://regulations.justia.com/regulations/fedreg/2022/08/29/2022-18726.html Mon, 29 Aug 2022 00:00:00 -0700 2022-18726 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-29/pdf/2022-18726.pdf Notice - Proposed Collection; Comment Request; Extension: Exchange Act Rule 3a71-3 https://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18386.html https://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18386.html Fri, 26 Aug 2022 00:00:00 -0700 2022-18386 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-26/pdf/2022-18386.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 13e-1 https://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18385.html https://regulations.justia.com/regulations/fedreg/2022/08/26/2022-18385.html Fri, 26 Aug 2022 00:00:00 -0700 2022-18385 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-26/pdf/2022-18385.pdf Notice - Brightwood Capital Corporation I, et al. https://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18354.html https://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18354.html Thu, 25 Aug 2022 00:00:00 -0700 2022-18354 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-25/pdf/2022-18354.pdf Notice - Proposed Collection; Comment Request; Extension: Rules 13n-4(b)(9), (b)(10) and (d) https://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18303.html https://regulations.justia.com/regulations/fedreg/2022/08/25/2022-18303.html Thu, 25 Aug 2022 00:00:00 -0700 2022-18303 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-25/pdf/2022-18303.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18186.html https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18186.html Wed, 24 Aug 2022 00:00:00 -0700 2022-18186 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18186.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18187.html https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18187.html Wed, 24 Aug 2022 00:00:00 -0700 2022-18187 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18187.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18188.html https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18188.html Wed, 24 Aug 2022 00:00:00 -0700 2022-18188 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18188.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18189.html https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18189.html Wed, 24 Aug 2022 00:00:00 -0700 2022-18189 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18189.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 11.28(a) To Extend the MOC Cut-Off Time https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18097.html https://regulations.justia.com/regulations/fedreg/2022/08/24/2022-18097.html Wed, 24 Aug 2022 00:00:00 -0700 2022-18097 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-24/pdf/2022-18097.pdf Notice - Proposed Collection; Comment Request; Extension: Regulation S-AM https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18144.html https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18144.html Tue, 23 Aug 2022 00:00:00 -0700 2022-18144 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18144.pdf Proposed Rule - Clearing Agency Governance and Conflicts of Interest https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-17316.html https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-17316.html Tue, 23 Aug 2022 00:00:00 -0700 2022-17316 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-17316.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Thrivent Small-Mid Cap ESG ETF Under NYSE Arca Rule 8.601-E https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18096.html https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18096.html Tue, 23 Aug 2022 00:00:00 -0700 2022-18096 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18096.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18095.html https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18095.html Tue, 23 Aug 2022 00:00:00 -0700 2022-18095 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18095.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18098.html https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18098.html Tue, 23 Aug 2022 00:00:00 -0700 2022-18098 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18098.pdf Notice - Merrill Lynch Corporate Dividend Fund, Inc., et al. https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18101.html https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18101.html Tue, 23 Aug 2022 00:00:00 -0700 2022-18101 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18101.pdf Notice - VALIC Timed Opportunity Fund, Inc.; Notice of Intention To Rescind Order https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18099.html https://regulations.justia.com/regulations/fedreg/2022/08/23/2022-18099.html Tue, 23 Aug 2022 00:00:00 -0700 2022-18099 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-23/pdf/2022-18099.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-18134.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-18134.html Mon, 22 Aug 2022 00:00:00 -0700 2022-18134 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-18134.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Stress Testing Framework and the Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17947.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17947.html Mon, 22 Aug 2022 00:00:00 -0700 2022-17947 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17947.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Clearing of Markit iTraxx® Australia Indices and the Associated Single-Name Constituents and Remediation of WWR Margin Instability https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17946.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17946.html Mon, 22 Aug 2022 00:00:00 -0700 2022-17946 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17946.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 14f-1 https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17979.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17979.html Mon, 22 Aug 2022 00:00:00 -0700 2022-17979 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17979.pdf Notice - Submission for OMB Review; Comment Request; Extension: Form F-8 https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17982.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17982.html Mon, 22 Aug 2022 00:00:00 -0700 2022-17982 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17982.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-13 https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17981.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17981.html Mon, 22 Aug 2022 00:00:00 -0700 2022-17981 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17981.pdf Notice - Submission for OMB Review; Comment Request; Extension: Schedule 14D-9F https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17983.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17983.html Mon, 22 Aug 2022 00:00:00 -0700 2022-17983 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17983.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 701 https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17980.html https://regulations.justia.com/regulations/fedreg/2022/08/22/2022-17980.html Mon, 22 Aug 2022 00:00:00 -0700 2022-17980 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-22/pdf/2022-17980.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64P-O https://regulations.justia.com/regulations/fedreg/2022/08/19/2022-17830.html https://regulations.justia.com/regulations/fedreg/2022/08/19/2022-17830.html Fri, 19 Aug 2022 00:00:00 -0700 2022-17830 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-19/pdf/2022-17830.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.39E https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17750.html https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17750.html Thu, 18 Aug 2022 00:00:00 -0700 2022-17750 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17750.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 7.39 and Delete Current Rules 900-907 https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17749.html https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17749.html Thu, 18 Aug 2022 00:00:00 -0700 2022-17749 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17749.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17748.html https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17748.html Thu, 18 Aug 2022 00:00:00 -0700 2022-17748 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17748.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule Nasdaq Equity 6, Section 5 https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17746.html https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17746.html Thu, 18 Aug 2022 00:00:00 -0700 2022-17746 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17746.pdf Notice - Notice of Intention To Cancel Registration of Certain Municipal Advisors https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17747.html https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17747.html Thu, 18 Aug 2022 00:00:00 -0700 2022-17747 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17747.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 11880 (Settlement of Syndicate Accounts) To Revise the Syndicate Account Settlement Timeframe for Corporate Debt Offerings https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17745.html https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17745.html Thu, 18 Aug 2022 00:00:00 -0700 2022-17745 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17745.pdf Notice - Public Company Accounting Oversight Board; Order Granting Approval of Amendments to Auditing Standards Governing the Planning and Supervision of Audits Involving Other Auditors and Dividing Responsibility for the Audit With Another Accounting Firm https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17723.html https://regulations.justia.com/regulations/fedreg/2022/08/18/2022-17723.html Thu, 18 Aug 2022 00:00:00 -0700 2022-17723 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-18/pdf/2022-17723.pdf Notice - Order Determining That the Financial Industry Regulatory Authority Conditionally May Access Certain Security-Based Swap Data Obtained by Security-Based Swap Data Repositories https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17641.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17641.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17641 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17641.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Proprietary Market Data Fees To Adopt an Enterprise Fee for Broker-Dealer Subscribers of NYSE ArcaBook https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17670.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17670.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17670 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17670.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4 https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17669.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17669.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17669 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17669.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Amend Certain Fees and Rebates for Transactions in SPIKES Options https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17668.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17668.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17668 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17668.pdf Notice - Varagon Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17659.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17659.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17659 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17659.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17663.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17663.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17663 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17663.pdf Notice - Pacific Funds Series Trust, et al. https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17658.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17658.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17658 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17658.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17662.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17662.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17662 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17662.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17671.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17671.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17671 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17671.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17666.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17666.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17666 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17666.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17664.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17664.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17664 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17664.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17665.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17665.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17665 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17665.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Rules 10.9261 and 10.9830 With Recent Changes by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17667.html https://regulations.justia.com/regulations/fedreg/2022/08/17/2022-17667.html Wed, 17 Aug 2022 00:00:00 -0700 2022-17667 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-17/pdf/2022-17667.pdf Notice - Owl Rock Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17524.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17524.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17524 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17524.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Update Rule 35 https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17533.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17533.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17533 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17533.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Expand TRACE Reporting Requirements to Trades in U.S. Dollar-Denominated Foreign Sovereign Debt Securities https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17532.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17532.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17532 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17532.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Order Type That Pegs to the Contra-Side Primary Quote, With the Option of Using a Passive Offset Amount https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17531.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17531.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17531 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17531.pdf Notice - Order Granting Application by Nasdaq PHLX LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17530.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17530.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17530 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17530.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-10 https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17528.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17528.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17528 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17528.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 17a-1 https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17526.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17526.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17526 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17526.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17a-25 https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17527.html https://regulations.justia.com/regulations/fedreg/2022/08/16/2022-17527.html Tue, 16 Aug 2022 00:00:00 -0700 2022-17527 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-16/pdf/2022-17527.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17428.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17428.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17428 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17428.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17426.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17426.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17426 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17426.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17429.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17429.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17429 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17429.pdf Notice - Rand Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17425.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17425.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17425 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17425.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits, at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17457.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17457.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17457 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17457.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17571.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17571.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17571 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17571.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Annual Listing Fee https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17435.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17435.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17435 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17435.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17430.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17430.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17430 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17430.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17431.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17431.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17431 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17431.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17432.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17432.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17432 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17432.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17434.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17434.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17434 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17434.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 114(f) https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17433.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17433.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17433 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17433.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17319.html https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17319.html Fri, 12 Aug 2022 00:00:00 -0700 2022-17319 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17319.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules To Govern the Trading of Options on the Exchange for a New Facility Called MEMX Options https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17320.html https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17320.html Fri, 12 Aug 2022 00:00:00 -0700 2022-17320 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17320.pdf Notice - Submission for OMB Review; Comment Request: Extension; Rule 17Ad-17 https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17314.html https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17314.html Fri, 12 Aug 2022 00:00:00 -0700 2022-17314 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17314.pdf Notice - Submission for OMB Review; Comment Request: Extension; Rule 19b-4(e) and Form 19b-4(e) https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17308.html https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-17308.html Fri, 12 Aug 2022 00:00:00 -0700 2022-17308 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-17308.pdf Proposed Rule - Exemption for Certain Exchange Members https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-16711.html https://regulations.justia.com/regulations/fedreg/2022/08/12/2022-16711.html Fri, 12 Aug 2022 00:00:00 -0700 2022-16711 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-08-12/pdf/2022-16711.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance National Securities Clearing Corporation Automated Customer Account Transfer Service https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17224.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17224.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17224 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17224.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 6750 Regarding the Publication of Aggregated Transaction Information on U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17225.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17225.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17225 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17225.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Equities Proprietary Market Data Fees To Adopt a Professional User Fee Cap and an Enterprise Fee for Broker-Dealer Subscribers of NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17226.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17226.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17226 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17226.pdf Notice - MSD Investment Corp., et al. https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17217.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17217.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17217 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17217.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17220.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17220.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17220 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17220.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17222.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17222.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17222 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17222.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17223.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17223.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17223 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17223.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17221.html https://regulations.justia.com/regulations/fedreg/2022/08/11/2022-17221.html Thu, 11 Aug 2022 00:00:00 -0700 2022-17221 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-11/pdf/2022-17221.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Arca Rule 7.31-E https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17103.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17103.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17103 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17103.pdf Notice - New Mountain Capital, L.L.C., et al. https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17113.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17113.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17113 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17113.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish Section IV.D.2 (“Strategy QCC Transactions”) https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17104.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17104.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17104 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17104.pdf Notice - CION Investment Corporation, et al https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17114.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17114.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17114 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17114.pdf Notice - Runway Growth Finance Corp., et al. https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17118.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17118.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17118 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17118.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17098.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17098.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17098 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17098.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Market Data Fees https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17097.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17097.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17097 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17097.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17096.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17096.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17096 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17096.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Chicago Rule 7.31 https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17101.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17101.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17101 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17101.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE National Rule 7.31 https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17102.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17102.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17102 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17102.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(4) Regarding Directed Orders to NYSE American Rule 7.31E https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17100.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17100.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17100 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17100.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Add Subparagraph (f)(1) Regarding Directed Orders to NYSE Rule 7.31 https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17099.html https://regulations.justia.com/regulations/fedreg/2022/08/10/2022-17099.html Wed, 10 Aug 2022 00:00:00 -0700 2022-17099 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-10/pdf/2022-17099.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17009.html https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17009.html Tue, 09 Aug 2022 00:00:00 -0700 2022-17009 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17009.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-2040-5 To Add the Firm Element Component to the Continuing Education Requirement, and Make Other Conforming and Clerical Updates to IM-2040-4 and Delete IM 2020-1 https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17004.html https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17004.html Tue, 09 Aug 2022 00:00:00 -0700 2022-17004 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17004.pdf Notice - iShares MSCI Russia ETF, a Series of iShares Inc., and BlackRock Fund Advisors; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17001.html https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17001.html Tue, 09 Aug 2022 00:00:00 -0700 2022-17001 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17001.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17007.html https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17007.html Tue, 09 Aug 2022 00:00:00 -0700 2022-17007 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17007.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17002.html https://regulations.justia.com/regulations/fedreg/2022/08/09/2022-17002.html Tue, 09 Aug 2022 00:00:00 -0700 2022-17002 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-09/pdf/2022-17002.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16882.html https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16882.html Mon, 08 Aug 2022 00:00:00 -0700 2022-16882 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16882.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16885.html https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16885.html Mon, 08 Aug 2022 00:00:00 -0700 2022-16885 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16885.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17013.html https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17013.html Mon, 08 Aug 2022 00:00:00 -0700 2022-17013 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-17013.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17046.html https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-17046.html Mon, 08 Aug 2022 00:00:00 -0700 2022-17046 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-17046.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-15035.html https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-15035.html Mon, 08 Aug 2022 00:00:00 -0700 2022-15035 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-15035.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce a New Data Product To Be Known as the Short Volume Report; Correction https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16943.html https://regulations.justia.com/regulations/fedreg/2022/08/08/2022-16943.html Mon, 08 Aug 2022 00:00:00 -0700 2022-16943 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-08/pdf/2022-16943.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16783.html https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16783.html Fri, 05 Aug 2022 00:00:00 -0700 2022-16783 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16783.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6 https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16782.html https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16782.html Fri, 05 Aug 2022 00:00:00 -0700 2022-16782 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16782.pdf Notice - Submission for OMB Review; Comment Request: Extension: Rule 12d3-1 https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16847.html https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16847.html Fri, 05 Aug 2022 00:00:00 -0700 2022-16847 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16847.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 18a-4 https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16846.html https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16846.html Fri, 05 Aug 2022 00:00:00 -0700 2022-16846 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16846.pdf Notice - Submission for OMB Review; Comment Request: Extension: Rule 206(4)-2 https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16848.html https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16848.html Fri, 05 Aug 2022 00:00:00 -0700 2022-16848 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16848.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5 https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16763.html https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16763.html Fri, 05 Aug 2022 00:00:00 -0700 2022-16763 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16763.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Withdrawal of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Market Data Fees https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16765.html https://regulations.justia.com/regulations/fedreg/2022/08/05/2022-16765.html Fri, 05 Aug 2022 00:00:00 -0700 2022-16765 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-05/pdf/2022-16765.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16658.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16658.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16658 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16658.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16660.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16660.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16660 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16660.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16659.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16659.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16659 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16659.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16661.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16661.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16661 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16661.pdf Notice - Proposed Collection; Comment Request: Extension: Form 10 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16673.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16673.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16673 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16673.pdf Notice - Proposed Collection; Comment Request: Extension: Form S-4 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16675.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16675.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16675 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16675.pdf Notice - Proposed Collection; Comment Request: Extension: Industry Guides https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16672.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16672.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16672 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16672.pdf Notice - Proposed Collection; Comment Request: Extension: Rule 12d1-3 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16674.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16674.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16674 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16674.pdf Notice - Proposed Collection; Comment Request: Extension: Form F-7 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16677.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16677.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16677 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16677.pdf Notice - Proposed Collection; Comment Request: Extension: Form F-4 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16676.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16676.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16676 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16676.pdf Notice - Proposed Collection; Comment Request: Extension: Form 20-F https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16678.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16678.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16678 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16678.pdf Notice - Proposed Collection; Comment Request: Extension: Form F-1 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16671.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16671.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16671 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16671.pdf Notice - Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16653.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16653.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16653 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16653.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 4.13 https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16657.html https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16657.html Thu, 04 Aug 2022 00:00:00 -0700 2022-16657 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-04/pdf/2022-16657.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.4-O https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16552.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16552.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16552 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16552.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16551.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16551.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16551 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16551.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16547.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16547.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16547 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16547.pdf Notice - Proposed Collection; Comment Request: Extension: Form 18-K https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16554.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16554.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16554 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16554.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16550.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16550.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16550 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16550.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16549.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16549.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16549 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16549.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule IM-5050-11 https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16548.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16548.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16548 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16548.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16553.html https://regulations.justia.com/regulations/fedreg/2022/08/03/2022-16553.html Wed, 03 Aug 2022 00:00:00 -0700 2022-16553 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-03/pdf/2022-16553.pdf