<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/08/15?registers=between Thu, 03 Apr 2025 18:13:30 -0700 Thu, 03 Apr 2025 18:13:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/08/15?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17428.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17428.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17428 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17428.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17426.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17426.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17426 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17426.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17429.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17429.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17429 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17429.pdf Notice - Rand Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17425.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17425.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17425 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17425.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits, at Equity 7, Section 118 https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17457.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17457.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17457 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17457.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17571.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17571.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17571 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17571.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Annual Listing Fee https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17435.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17435.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17435 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17435.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17430.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17430.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17430 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17430.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17431.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17431.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17431 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17431.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17432.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17432.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17432 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17432.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17434.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17434.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17434 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17434.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 114(f) https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17433.html https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17433.html Mon, 15 Aug 2022 00:00:00 -0700 2022-17433 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17433.pdf