Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/08/15?limit=200&registers=between&mode=atom 2025-04-18T22:05:36-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17428.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17428 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17428.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17426.html Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Article 4 of the Exchange's Bylaws To Establish a Staggered Board 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17426 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17426.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17429.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17429 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17429.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17425.html Notice - Rand Capital Corporation, et al. 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17425 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17425.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17457.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits, at Equity 7, Section 118 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17457 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17457.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17571.html Notice - Sunshine Act Meetings 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17571 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17571.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17435.html Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Annual Listing Fee 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17435 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17435.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17430.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Codes of Arbitration Procedure To Modify the Current Process Relating to the Expungement of Customer Dispute Information 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17430 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17430.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17431.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17431 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17431.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17432.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17432 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17432.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17434.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17434 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17434.pdf https://regulations.justia.com/regulations/fedreg/2022/08/15/2022-17433.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 114(f) 2022-08-15T00:00:00-07:00 2022-08-15T00:00:00-07:00 2022-17433 Notice https://www.govinfo.gov/content/pkg/FR-2022-08-15/pdf/2022-17433.pdf