<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/03/30?registers=between Sun, 04 May 2025 12:44:45 -0700 Sun, 04 May 2025 12:44:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/03/30?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Trade Reporting Fees Applicable to Participants That Use the FINRA/NYSE Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06516.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06516.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06516 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06516.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06515.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06515.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06515 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06515.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Codify Certain Practices and Requirements Related to the Exchange's Port Message Rate Thresholds https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06514.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06514.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06514 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06514.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06513.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06513.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06513 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06513.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06512.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06512.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06512 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06512.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4756(a)(3), in Light of Planned Changes to the System as Well as To Address Existing Issues https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06511.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06511.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06511 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06511.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06638.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06638.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06638 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06638.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06637.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06637.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06637 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06637.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06636.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06636.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06636 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06636.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 3.33 and To Amend Related Registration Requirements as Provided Under Rule 3.30 https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06635.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06635.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06635 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06635.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06634.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06634.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06634 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06634.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06633.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06633.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06633 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06633.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06632.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06632.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06632 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06632.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06631.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06631.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06631 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06631.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06630.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06630.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06630 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06630.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06629.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06629.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06629 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06629.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to the Restructuring Notification Process for Swaptions https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06628.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06628.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06628 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06628.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Extension of Review Period of Advance Notice Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06627.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06627.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06627 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06627.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06626.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06626.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06626 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06626.pdf Proposed Rule - Removal of References to Credit Ratings From Regulation M https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06583.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06583.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06583 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06583.pdf Notice - Submission for OMB Review; Comment Request; Extension: Rule 17j-1 https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06706.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06706.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06706 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06706.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-MFP and Rule 30b1-7 https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06704.html https://regulations.justia.com/regulations/fedreg/2022/03/30/2022-06704.html Wed, 30 Mar 2022 00:00:00 -0700 2022-06704 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-30/pdf/2022-06704.pdf