Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/03/24?limit=200®isters=between&mode=atom2025-04-18T15:39:47-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-03212.htmlProposed Rule - Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-03212Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-03212.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06195.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06195Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06195.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06194.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06194Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06194.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06193.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06193Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06193.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06192.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 3, Rule 1002, Qualifications of Exchange Members and Associated Persons; Registration of Branch Offices and Designation of Office of Supervisory Jurisdiction2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06192Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06192.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06191.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Exempt Non-Convertible Bonds Listed Under Rule 5702 From Certain Corporate Governance Requirements2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06191Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06191.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06190.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06190Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06190.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06189.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Qualifications for the Market Maker Plus Program in Options 7, Section 32022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06189Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06189.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06203.htmlNotice - BlackRock Capital Investment Corporation, et al.2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06203Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06203.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06188.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change for Certain Amendments to the Preamble to Rule 92172022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06188Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06188.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06187.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Monthly Media Enterprise License for the Distribution of Nasdaq Basic to the General Investing Public for Display Usage2022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06187Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06187.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06186.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.6022022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06186Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06186.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06185.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 20222022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06185Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06185.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06184.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 to April 18, 20222022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06184Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06184.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/24/2022-06183.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 to April 18, 20222022-03-24T00:00:00-07:002022-03-24T00:00:00-07:002022-06183Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-24/pdf/2022-06183.pdf