<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/03/23?registers=between Sat, 12 Apr 2025 10:42:03 -0700 Sat, 12 Apr 2025 10:42:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/03/23?registers=between Proposed Rule - Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-05480.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-05480.html Wed, 23 Mar 2022 00:00:00 -0700 2022-05480 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-05480.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06151.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06151.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06151 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06151.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06105.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06105.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06105 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06105.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 2022 https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06104.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06104.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06104 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06104.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.20.01 to April 18, 2022 https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06103.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06103.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06103 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06103.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 2022 https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06102.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06102.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06102 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06102.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06101.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06101.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06101 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06101.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06100.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06100.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06100 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06100.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06099.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06099.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06099 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06099.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06098.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06098.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06098 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06098.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Open Outcry Options Transaction Charges https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06094.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06094.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06094 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06094.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06093.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06093.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06093 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06093.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Sections 114 and 118 March 17, 2022 https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06092.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06092.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06092 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06092.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Amend Nasdaq Rule 5815(d)(4) Regarding the Use of a Hearings Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06091.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06091.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06091 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06091.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until April 18, 2022 https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06090.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06090.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06090 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06090.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 2022 https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06089.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06089.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06089 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06089.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06088.html https://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06088.html Wed, 23 Mar 2022 00:00:00 -0700 2022-06088 Notice https://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06088.pdf