Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/03/23?limit=200®isters=between&mode=atom2025-05-07T08:46:31-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-05480.htmlProposed Rule - Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-05480Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-05480.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06151.htmlNotice - Submission for OMB Review; Comment Request2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06151Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06151.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06105.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06105Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06105.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06104.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06104Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06104.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06103.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.20.01 to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06103Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06103.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06102.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06102Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06102.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06101.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06101Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06101.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06100.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06100Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06100.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06099.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06099Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06099.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06098.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06098Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06098.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06094.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Open Outcry Options Transaction Charges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06094Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06094.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06093.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06093Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06093.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06092.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Sections 114 and 118 March 17, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06092Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06092.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06091.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Amend Nasdaq Rule 5815(d)(4) Regarding the Use of a Hearings Panel Monitor Following a Compliance Determination by a Nasdaq Listings Qualification Hearings Panel2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06091Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06091.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06090.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06090Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06090.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06089.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market Wide Circuit Breaker to April 18, 20222022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06089Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06089.pdfhttps://regulations.justia.com/regulations/fedreg/2022/03/23/2022-06088.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Harmonize Various Processes Under Options 3, Section 20 Across the Affiliated Nasdaq Options Exchanges2022-03-23T00:00:00-07:002022-03-23T00:00:00-07:002022-06088Noticehttps://www.govinfo.gov/content/pkg/FR-2022-03-23/pdf/2022-06088.pdf