<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/02/04?registers=between Sat, 12 Apr 2025 09:02:53 -0700 Sat, 12 Apr 2025 09:02:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/02/04?registers=between Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Remove Obsolete References https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02315.html https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02315.html Fri, 04 Feb 2022 00:00:00 -0800 2022-02315 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02315.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02314.html https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02314.html Fri, 04 Feb 2022 00:00:00 -0800 2022-02314 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02314.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Clearing Fees for ICE Futures Europe FTSE 100 Index Futures and Options, FTSE 100 Dividend Index Futures and the Clearing Fee Caps for FTSE 100 Index Options https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02313.html https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02313.html Fri, 04 Feb 2022 00:00:00 -0800 2022-02313 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02313.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposed Rule Change To Update the Obvious Error Rule https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02312.html https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02312.html Fri, 04 Feb 2022 00:00:00 -0800 2022-02312 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02312.pdf Proposed Rule - Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions https://regulations.justia.com/regulations/fedreg/2022/02/04/2021-27531.html https://regulations.justia.com/regulations/fedreg/2022/02/04/2021-27531.html Fri, 04 Feb 2022 00:00:00 -0800 2021-27531 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2021-27531.pdf Notice - John Hancock Asset-Based Lending Fund and John Hancock Investment Management LLC https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02325.html https://regulations.justia.com/regulations/fedreg/2022/02/04/2022-02325.html Fri, 04 Feb 2022 00:00:00 -0800 2022-02325 Notice https://www.govinfo.gov/content/pkg/FR-2022-02-04/pdf/2022-02325.pdf