<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/26?registers=between Thu, 03 Apr 2025 18:40:45 -0700 Thu, 03 Apr 2025 18:40:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/26?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Years 2020 and 2021, and Through June 30 of Calendar Year 2022) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01467.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01467.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01467 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01467.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers To Delayed Treasury Spot Trades and Portfolio Trades When Reporting to TRACE https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01466.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01466.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01466 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01466.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To Make Clarifying Changes Regarding Its Periodic Auctions https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01465.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01465.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01465 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01465.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01463.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01463.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01463 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01463.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.8 https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01462.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01462.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01462 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01462.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Swaption Standard Terms Supplement https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01461.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01461.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01461 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01461.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01460.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01460.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01460 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01460.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Cap Certain Port Fees https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01459.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01459.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01459 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01459.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01458.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01458.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01458 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01458.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Requirements for Covered Agency Transactions Under FINRA Rule 4210 (Margin Requirements) as Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01471.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01471.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01471 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01471.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01470.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01470.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01470 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01470.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Introduce a New Data Product To Be Known as the Short Volume Report, Modify the Name of Rule 13.8 to “Data Products”, and Add a Preamble to Rule 13.8 https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01469.html https://regulations.justia.com/regulations/fedreg/2022/01/26/2022-01469.html Wed, 26 Jan 2022 00:00:00 -0800 2022-01469 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-26/pdf/2022-01469.pdf