<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/13?registers=between Mon, 05 May 2025 09:39:08 -0700 Mon, 05 May 2025 09:39:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/13?registers=between Notice - Proposed Collection; Comment Request; Extension: Rule 17e-1 https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00582.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00582.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00582 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00582.pdf Notice - Proposed Collection; Comment Request; Extension: Form N-CSR https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00589.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00589.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00589 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00589.pdf Notice - Proposed Collection; Comment Request; Extension: Order Granting a Conditional Exemption Under the Securities Exchange Act of 1934 From the Confirmation Requirements of Exchange Act Rule 10b-10(a) for Certain Transactions in Money Market Funds https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00587.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00587.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00587 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00587.pdf Notice - John Hancock Exchange-Traded Fund Trust, et al. https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00598.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00598.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00598 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00598.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00490.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00490.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00490 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00490.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00489.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00489.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00489 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00489.pdf Notice - New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00500.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00500.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00500 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00500.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.12 https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00491.html https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00491.html Thu, 13 Jan 2022 00:00:00 -0800 2022-00491 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-13/pdf/2022-00491.pdf