<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/12?registers=between Wed, 25 Jun 2025 16:22:40 -0700 Wed, 25 Jun 2025 16:22:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/12?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00382.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00382.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00382 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00382.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00381.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00381.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00381 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00381.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00380.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00380.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00380 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00380.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00379.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00379.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00379 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00379.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00378.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00378.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00378 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00378.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00377.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00377.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00377 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00377.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00376.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00376.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00376 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00376.pdf Notice - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00384.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00384.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00384 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00384.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00383.html https://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00383.html Wed, 12 Jan 2022 00:00:00 -0800 2022-00383 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00383.pdf