Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/12?limit=200®isters=between&mode=atom2025-04-09T01:18:23-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00382.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00382Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00382.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00381.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00381Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00381.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00380.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00380Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00380.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00379.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 98302022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00379Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00379.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00378.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00378Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00378.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00377.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning The Options Clearing Corporation's Cash and Investment Management2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00377Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00377.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00376.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Security-Based Swaps2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00376Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00376.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00384.htmlNotice - Adjustments to Civil Monetary Penalty Amounts2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00384Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00384.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/12/2022-00383.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering2022-01-12T00:00:00-08:002022-01-12T00:00:00-08:002022-00383Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-12/pdf/2022-00383.pdf