<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/05?registers=between Tue, 06 May 2025 01:34:49 -0700 Tue, 06 May 2025 01:34:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/05?registers=between Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Adoption of the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28575.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28575.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28575 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28575.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28572.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28572.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28572 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28572.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Certain Fine Amounts in Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan, and Non-Substantive Clarifying Changes https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28571.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28571.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28571 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28571.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-009 https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28570.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28570.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28570 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28570.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28569.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28569.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28569 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28569.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28577.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28577.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28577 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28577.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28576.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28576.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28576 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28576.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28518.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28518.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28518 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28518.pdf Notice - Flat Rock Global, LLC, et al. https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28512.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28512.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28512 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28512.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4754 Related to Certain Order Handling in the LULD Closing Cross https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28519.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28519.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28519 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28519.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28445.html https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28445.html Wed, 05 Jan 2022 00:00:00 -0800 2021-28445 Rule https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28445.pdf