Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/05?limit=200&registers=between&mode=atom 2025-07-03T20:01:44-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28575.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Adoption of the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28575 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28575.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28572.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B) 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28572 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28572.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28571.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Certain Fine Amounts in Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan, and Non-Substantive Clarifying Changes 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28571 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28571.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28570.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-009 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28570 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28570.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28569.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28569 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28569.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28577.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28577 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28577.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28576.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28576 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28576.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28518.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28518 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28518.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28512.html Notice - Flat Rock Global, LLC, et al. 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28512 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28512.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28519.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4754 Related to Certain Order Handling in the LULD Closing Cross 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28519 Notice https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28519.pdf https://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28445.html Rule - Adoption of Updated EDGAR Filer Manual 2022-01-05T00:00:00-08:00 2022-01-05T00:00:00-08:00 2021-28445 Rule https://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28445.pdf