Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2022/01/05?limit=200®isters=between&mode=atom2025-07-03T20:01:44-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28575.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Adoption of the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28575Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28575.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28572.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Opening Auction Process Provided Under Rule 11.23(b)(2)(B)2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28572Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28572.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28571.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Certain Fine Amounts in Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan, and Non-Substantive Clarifying Changes2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28571Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28571.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28570.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-0092022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28570Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28570.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28569.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Reorganizations Guide and the Fee Guide2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28569Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28569.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28577.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28577Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28577.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28576.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28576Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28576.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28518.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28518Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28518.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28512.htmlNotice - Flat Rock Global, LLC, et al.2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28512Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28512.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28519.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4754 Related to Certain Order Handling in the LULD Closing Cross2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28519Noticehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28519.pdfhttps://regulations.justia.com/regulations/fedreg/2022/01/05/2021-28445.htmlRule - Adoption of Updated EDGAR Filer Manual2022-01-05T00:00:00-08:002022-01-05T00:00:00-08:002021-28445Rulehttps://www.govinfo.gov/content/pkg/FR-2022-01-05/pdf/2021-28445.pdf