<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/29?registers=between Sun, 22 Dec 2024 13:33:35 -0800 Sun, 22 Dec 2024 13:33:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/29?registers=between Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28328.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28328.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28328 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28328.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28327.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28327.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28327 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28327.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Revise the Suite of Complimentary Products and Services Offered to Listed Companies https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28326.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28326.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28326 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28326.pdf Notice - Variant Alternative Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28324.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28324.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28324 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28324.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28250.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28250.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28250 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28250.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28249.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28249.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28249 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28249.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28248.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28248.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28248 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28248.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28247.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28247.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28247 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28247.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 37 To Incorporate Standards of Conduct for the Exchange's Trading Floor https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28246.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28246.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28246 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28246.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Add New Subparagraph (i)(6) to Rule 7.31 https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28245.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28245.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28245 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28245.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Proposes To Amend the Provisions of Rule 7.35B https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28244.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28244.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28244 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28244.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28255.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28255.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28255 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28255.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28254.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28254.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28254 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28254.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Listed Company Manual To Amend Certain of Its Listing and Annual Fees https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28252.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28252.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28252 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28252.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28251.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28251.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28251 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28251.pdf Notice - FMI Funds, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28235.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28235.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28235 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28235.pdf Notice - Capital Group ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28234.html https://regulations.justia.com/regulations/fedreg/2021/12/29/2021-28234.html Wed, 29 Dec 2021 00:00:00 -0800 2021-28234 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-29/pdf/2021-28234.pdf