<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/28?registers=between Sun, 22 Dec 2024 13:53:48 -0800 Sun, 22 Dec 2024 13:53:48 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/28?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28112.html https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28112.html Tue, 28 Dec 2021 00:00:00 -0800 2021-28112 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-28/pdf/2021-28112.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Liquidity Management Procedures and Investment Management Procedures https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28111.html https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28111.html Tue, 28 Dec 2021 00:00:00 -0800 2021-28111 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-28/pdf/2021-28111.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28110.html https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28110.html Tue, 28 Dec 2021 00:00:00 -0800 2021-28110 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-28/pdf/2021-28110.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the FINRA Registration Fees on the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28109.html https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28109.html Tue, 28 Dec 2021 00:00:00 -0800 2021-28109 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-28/pdf/2021-28109.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.03 of the NYSE Listed Company Manual To Modify Listing and Annual Fees Applicable to Certain Warrants Listed by Foreign Companies; Correction https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28127.html https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28127.html Tue, 28 Dec 2021 00:00:00 -0800 2021-28127 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-28/pdf/2021-28127.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Approving Proposed Rule Changes Regarding the Transfer of Ownership of Nasdaq BX Equities LLC and the Merger of Nasdaq BX Equities LLC With and Into the Exchange https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28108.html https://regulations.justia.com/regulations/fedreg/2021/12/28/2021-28108.html Tue, 28 Dec 2021 00:00:00 -0800 2021-28108 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-28/pdf/2021-28108.pdf