<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/23?registers=between Sun, 22 Dec 2024 14:01:36 -0800 Sun, 22 Dec 2024 14:01:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/23?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27817.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27817.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27817 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27817.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27816.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27816.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27816 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27816.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Offer Wireless Connectivity to CME Group Data and Establish Associated Fees https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27815.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27815.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27815 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27815.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27814.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27814.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27814 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27814.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27813.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27813.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27813 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27813.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27810.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27810.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27810 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27810.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27809.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27809.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27809 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27809.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27808.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27808.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27808 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27808.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27822.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27822.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27822 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27822.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.87-O https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27821.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27821.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27821 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27821.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27820.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27820.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27820 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27820.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27819.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27819.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27819 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27819.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc., Cboe Exchange, Inc.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC and the NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27818.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27818.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27818 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27818.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 25.3, Which Governs the Exchange's Minor Rule Violation Plan, in Connection With Certain Minor Rule Violations and Applicable Fines https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27926.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27926.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27926 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27926.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27923.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27923.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27923 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27923.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27921.html https://regulations.justia.com/regulations/fedreg/2021/12/23/2021-27921.html Thu, 23 Dec 2021 00:00:00 -0800 2021-27921 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-23/pdf/2021-27921.pdf