<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/22?registers=between Sun, 22 Dec 2024 14:01:13 -0800 Sun, 22 Dec 2024 14:01:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/22?registers=between Notice - Neuberger Berman BDC LLC, et al. https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27697.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27697.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27697 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27697.pdf Notice - Order Granting Applications by Nasdaq BX, Inc., The Nasdaq Stock Market LLC, and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to the Nasdaq ISE, LLC Options 4 Options Listing Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27664.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27664.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27664 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27664.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the NYSE Options Open-Close Volume Summary https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27663.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27663.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27663 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27663.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Non-Substantive Conforming Changes to Rule 18 https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27662.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27662.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27662 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27662.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Two Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27661.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27661.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27661 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27661.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reintroduce a Market Maker Peg Order Type https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27660.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27660.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27660 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27660.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27658.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27658.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27658 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27658.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27657.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27657.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27657 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27657.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27656.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27656.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27656 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27656.pdf Notice - Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27749.html https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27749.html Wed, 22 Dec 2021 00:00:00 -0800 2021-27749 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27749.pdf