Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/12/22?limit=200&registers=between&mode=atom 2024-12-22T13:59:58-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27697.html Notice - Neuberger Berman BDC LLC, et al. 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27697 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27697.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27664.html Notice - Order Granting Applications by Nasdaq BX, Inc., The Nasdaq Stock Market LLC, and Nasdaq PHLX LLC for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to the Nasdaq ISE, LLC Options 4 Options Listing Rules Incorporated by Reference 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27664 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27664.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27663.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the NYSE Options Open-Close Volume Summary 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27663 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27663.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27662.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Non-Substantive Conforming Changes to Rule 18 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27662 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27662.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27661.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Two Exchange-Traded Funds 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27661 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27661.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27660.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reintroduce a Market Maker Peg Order Type 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27660 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27660.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27658.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27658 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27658.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27657.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules To Make Juneteenth National Independence Day a Holiday of the Exchange 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27657 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27657.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27656.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27656 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27656.pdf https://regulations.justia.com/regulations/fedreg/2021/12/22/2021-27749.html Notice - Joint Industry Plan; Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail 2021-12-22T00:00:00-08:00 2021-12-22T00:00:00-08:00 2021-27749 Notice https://www.govinfo.gov/content/pkg/FR-2021-12-22/pdf/2021-27749.pdf