<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 15:05:02 -0700 Thu, 23 May 2024 15:05:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26074.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26074.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26074 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26074.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26070.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26070.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26070 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26070.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26068.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26068.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26068 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26068.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26067.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26067.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26067 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26067.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25994.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25994.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25994 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25994.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Post-Only Quote Configuration Risk Protection https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25992.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25992.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25992 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25992.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25991.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25991.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25991 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25991.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25990.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25990.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25990 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25990.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25989.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25989.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25989 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25989.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25988.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25988.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25988 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25988.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25987.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25987.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25987 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25987.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-26047.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-26047.html Mon, 29 Nov 2021 00:00:00 -0800 2021-26047 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-26047.pdf Notice - Proposed Collection; Comment Request, Extension: Rule 30e-2 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25915.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25915.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25915 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25915.pdf Notice - Submission for OMB Review; Comment Request, Extension: Form F-3 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25914.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25914.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25914 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25914.pdf Notice - Proposed Collection; Comment Request; Extension: Form 1-E, Regulation E https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25913.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25913.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25913 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25913.pdf Notice - Submission for OMB Review; Comment Request, Extension: Rule 206(4)-7 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25912.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25912.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25912 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25912.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Held Order Instruction https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25893.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25893.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25893 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25893.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25883.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25883.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25883 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25883.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25882.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25882.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25882 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25882.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25881.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25881.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25881 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25881.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25880.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25880.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25880 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25880.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25879.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25879.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25879 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25879.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC, MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25878.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25878.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25878 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25878.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25877.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25877.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25877 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25877.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25871.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25871.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25871 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25871.pdf Notice - Bain Capital Specialty Finance, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25862.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25862.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25862 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25862.pdf Notice - Consolidated Tape Association; Notice of Filing of the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25745.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25745.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25745 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25745.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25759.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25759.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25759 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25759.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25758.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25758.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25758 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25758.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25757.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25757.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25757 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25757.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25756.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25756.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25756 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25756.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving of a Proposed Rule Change To Amend the Shareholder Voting Requirement Set Forth in Section 312.07 of the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25755.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25755.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25755 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25755.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Calculation of the Closing Volume Weighted Average Price for Options on the Nasdaq-100® Volatility Index in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25754.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25754.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25754 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25754.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25753.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25753.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25753 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25753.pdf Notice - Consolidated Tape Association; Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25752.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25752.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25752 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25752.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day Net Asset Value https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25751.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25751.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25751 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25751.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Alternative Initial and Continued Listing Requirements for Acquisition Companies Listing on the Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25750.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25750.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25750 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25750.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25749.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25749.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25749 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25749.pdf Notice - Joint Industry Plan; Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25748.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25748.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25748 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25748.pdf Notice - Joint Industry Plan; Notice of Filing of the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25747.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25747.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25747 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25747.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend How the BZX Official Closing Price Is Determined for a BZX-Listed Security That Is Not a Corporate Security, Pursuant to Rule 11.23(c)(2)(B)(ii)(b) https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25746.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25746.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25746 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25746.pdf Notice - Bow River Capital Evergreen Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25722.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25722.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25722 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25722.pdf Proposed Rule - Proxy Voting Advice https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25420.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25420.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25420 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25420.pdf Notice - MVP Private Markets Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25628.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25628.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25628 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25628.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25625.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25625.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25625 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25625.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25624.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25624.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25624 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25624.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25623.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25623.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25623 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25623.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25479.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25479.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25479 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25479.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25478.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25478.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25478 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25478.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Block Trade Recordkeeping Requirements https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25477.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25477.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25477 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25477.pdf