<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11?registers=between&min-day=1&max-day=30 Thu, 16 May 2024 21:28:46 -0700 Thu, 16 May 2024 21:28:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26074.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26074.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26074 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26074.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26070.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26070.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26070 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26070.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26068.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26068.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26068 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26068.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26067.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26067.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26067 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26067.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25994.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25994.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25994 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25994.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Post-Only Quote Configuration Risk Protection https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25992.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25992.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25992 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25992.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25991.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25991.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25991 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25991.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25990.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25990.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25990 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25990.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25989.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25989.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25989 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25989.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25988.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25988.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25988 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25988.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25987.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25987.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25987 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25987.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-26047.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-26047.html Mon, 29 Nov 2021 00:00:00 -0800 2021-26047 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-26047.pdf Notice - Proposed Collection; Comment Request, Extension: Rule 30e-2 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25915.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25915.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25915 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25915.pdf Notice - Submission for OMB Review; Comment Request, Extension: Form F-3 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25914.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25914.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25914 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25914.pdf Notice - Proposed Collection; Comment Request; Extension: Form 1-E, Regulation E https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25913.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25913.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25913 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25913.pdf Notice - Submission for OMB Review; Comment Request, Extension: Rule 206(4)-7 https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25912.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25912.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25912 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25912.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Held Order Instruction https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25893.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25893.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25893 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25893.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25883.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25883.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25883 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25883.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25882.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25882.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25882 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25882.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.10 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25881.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25881.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25881 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25881.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25880.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25880.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25880 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25880.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25879.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25879.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25879 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25879.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC, MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25878.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25878.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25878 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25878.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 11.13 in Connection With a Risk Setting That Users May Elect To Apply to Their Orders in Hard To Borrow Securities https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25877.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25877.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25877 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25877.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25871.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25871.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25871 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25871.pdf Notice - Bain Capital Specialty Finance, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25862.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25862.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25862 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25862.pdf Notice - Consolidated Tape Association; Notice of Filing of the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25745.html https://regulations.justia.com/regulations/fedreg/2021/11/29/2021-25745.html Mon, 29 Nov 2021 00:00:00 -0800 2021-25745 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-29/pdf/2021-25745.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25759.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25759.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25759 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25759.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25758.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25758.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25758 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25758.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25757.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25757.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25757 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25757.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25756.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25756.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25756 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25756.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving of a Proposed Rule Change To Amend the Shareholder Voting Requirement Set Forth in Section 312.07 of the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25755.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25755.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25755 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25755.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Calculation of the Closing Volume Weighted Average Price for Options on the Nasdaq-100® Volatility Index in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25754.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25754.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25754 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25754.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of a Retail Order for the Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25753.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25753.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25753 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25753.pdf Notice - Consolidated Tape Association; Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25752.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25752.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25752 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25752.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day Net Asset Value https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25751.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25751.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25751 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25751.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Alternative Initial and Continued Listing Requirements for Acquisition Companies Listing on the Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25750.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25750.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25750 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25750.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25749.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25749.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25749 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25749.pdf Notice - Joint Industry Plan; Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25748.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25748.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25748 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25748.pdf Notice - Joint Industry Plan; Notice of Filing of the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25747.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25747.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25747 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25747.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend How the BZX Official Closing Price Is Determined for a BZX-Listed Security That Is Not a Corporate Security, Pursuant to Rule 11.23(c)(2)(B)(ii)(b) https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25746.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25746.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25746 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25746.pdf Notice - Bow River Capital Evergreen Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25722.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25722.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25722 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25722.pdf Proposed Rule - Proxy Voting Advice https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25420.html https://regulations.justia.com/regulations/fedreg/2021/11/26/2021-25420.html Fri, 26 Nov 2021 00:00:00 -0800 2021-25420 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-11-26/pdf/2021-25420.pdf Notice - MVP Private Markets Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25628.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25628.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25628 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25628.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25625.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25625.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25625 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25625.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25624.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25624.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25624 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25624.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25623.html https://regulations.justia.com/regulations/fedreg/2021/11/24/2021-25623.html Wed, 24 Nov 2021 00:00:00 -0800 2021-25623 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-24/pdf/2021-25623.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25479.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25479.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25479 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25479.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25478.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25478.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25478 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25478.pdf Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Block Trade Recordkeeping Requirements https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25477.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25477.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25477 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25477.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25476.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25476.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25476 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25476.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34 https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25475.html https://regulations.justia.com/regulations/fedreg/2021/11/23/2021-25475.html Tue, 23 Nov 2021 00:00:00 -0800 2021-25475 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-23/pdf/2021-25475.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule and the MIAX Pearl Equities Fee Schedule To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25360.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25360.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25360 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25360.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25359.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25359.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25359 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25359.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25358.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25358.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25358 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25358.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25357.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25357.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25357 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25357.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25356.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25356.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25356 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25356.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25355.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25355.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25355 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25355.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25354.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25354.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25354 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25354.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25353.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25353.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25353 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25353.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64-O To Provide an Option for OTP Holders and OTP Firms To Instruct the Exchange To Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25352.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25352.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25352 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25352.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25351.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25351.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25351 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25351.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25350.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25350.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25350 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25350.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25349.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25349.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25349 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25349.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25348.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25348.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25348 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25348.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire Certain Order Entry Protocols and Related Fees, at Equity 7, Section 115 https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25346.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25346.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25346 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25346.pdf Proposed Rule - Updating EDGAR Filing Requirements https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-24523.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-24523.html Mon, 22 Nov 2021 00:00:00 -0800 2021-24523 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-24523.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25544.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25544.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25544 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25544.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25188.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25188.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25188 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25188.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25173.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25173.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25173 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25173.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25172.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25172.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25172 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25172.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25171.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25171.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25171 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25171.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25170.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25170.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25170 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25170.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25130.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25130.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25130 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25130.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Disapproving a Proposed Rule Change To List and Trade Shares of the VanEck Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25129.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25129.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25129 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25129.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25128.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25128.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25128 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25128.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Equities Price List and Fee Schedule and the NYSE American Options Fee Schedule Regarding Colocation Services https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25127.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25127.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25127 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25127.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25126.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25126.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25126 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25126.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange Price List Regarding Colocation Services https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25125.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25125.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25125 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25125.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Regarding Colocation Services https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25124.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25124.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25124 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25124.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule of NYSE Chicago, Inc. Regarding Colocation Services https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25123.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25123.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25123 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25123.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Regarding Colocation Services https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25122.html https://regulations.justia.com/regulations/fedreg/2021/11/18/2021-25122.html Thu, 18 Nov 2021 00:00:00 -0800 2021-25122 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-18/pdf/2021-25122.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for Market Data Fees https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25021.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25021.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25021 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25021.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Ports https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25020.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25020.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25020 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25020.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25019.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25019.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25019 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25019.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25018.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25018.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25018 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25018.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25017.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25017.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25017 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25017.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25016.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25016.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25016 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25016.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25015.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25015.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25015 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25015.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 1(a)(ii) of the Fee Schedule To Revise the Application of the Tier Calculation https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25014.html https://regulations.justia.com/regulations/fedreg/2021/11/17/2021-25014.html Wed, 17 Nov 2021 00:00:00 -0800 2021-25014 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-17/pdf/2021-25014.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/16/2021-25030.html https://regulations.justia.com/regulations/fedreg/2021/11/16/2021-25030.html Tue, 16 Nov 2021 00:00:00 -0800 2021-25030 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-16/pdf/2021-25030.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2021/11/16/2021-24897.html https://regulations.justia.com/regulations/fedreg/2021/11/16/2021-24897.html Tue, 16 Nov 2021 00:00:00 -0800 2021-24897 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-16/pdf/2021-24897.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect a Modification to the Permitted Components of the Tracking Baskets of the Invesco Real Assets ESG ETF and Invesco US Large Cap Core ETF https://regulations.justia.com/regulations/fedreg/2021/11/16/2021-24896.html https://regulations.justia.com/regulations/fedreg/2021/11/16/2021-24896.html Tue, 16 Nov 2021 00:00:00 -0800 2021-24896 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-16/pdf/2021-24896.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/15/2021-24967.html https://regulations.justia.com/regulations/fedreg/2021/11/15/2021-24967.html Mon, 15 Nov 2021 00:00:00 -0800 2021-24967 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-15/pdf/2021-24967.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/15/2021-24882.html https://regulations.justia.com/regulations/fedreg/2021/11/15/2021-24882.html Mon, 15 Nov 2021 00:00:00 -0800 2021-24882 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-15/pdf/2021-24882.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/11/15/2021-24764.html https://regulations.justia.com/regulations/fedreg/2021/11/15/2021-24764.html Mon, 15 Nov 2021 00:00:00 -0800 2021-24764 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-15/pdf/2021-24764.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Provide Settlement Services for Transactions Entered Into Under the Proposed Securities Financing Transaction Clearing Service of the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2021/11/12/2021-24621.html https://regulations.justia.com/regulations/fedreg/2021/11/12/2021-24621.html Fri, 12 Nov 2021 00:00:00 -0800 2021-24621 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-12/pdf/2021-24621.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Modification to the Permitted Components of the Tracking Baskets of the Putnam Focused Large Cap Growth ETF, Putnam Focused Large Cap Value ETF, Putnam Sustainable Future ETF, and Putnam Sustainable Leaders ETF https://regulations.justia.com/regulations/fedreg/2021/11/12/2021-24620.html https://regulations.justia.com/regulations/fedreg/2021/11/12/2021-24620.html Fri, 12 Nov 2021 00:00:00 -0800 2021-24620 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-12/pdf/2021-24620.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/11/12/2021-24619.html https://regulations.justia.com/regulations/fedreg/2021/11/12/2021-24619.html Fri, 12 Nov 2021 00:00:00 -0800 2021-24619 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-12/pdf/2021-24619.pdf Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rule Governing Board Determinations Under the Holding Foreign Companies Accountable Act https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24566.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24566.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24566 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24566.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24532.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24532.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24532 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24532.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Increase Position Limits for Options on Two Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24531.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24531.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24531 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24531.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24530.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24530.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24530 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24530.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Liquidity Management Procedures and Investment Management Procedures https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24529.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24529.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24529 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24529.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees on Extension of Eligible Collateral https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24528.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24528.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24528 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24528.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24527.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24527.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24527 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24527.pdf Rule - Performance-Based Investment Advisory Fees https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24525.html https://regulations.justia.com/regulations/fedreg/2021/11/10/2021-24525.html Wed, 10 Nov 2021 00:00:00 -0800 2021-24525 Rule https://www.govinfo.gov/content/pkg/FR-2021-11-10/pdf/2021-24525.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24429.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24429.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24429 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24429.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24428.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24428.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24428 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24428.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24427.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24427.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24427 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24427.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24426.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24426.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24426 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24426.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24425.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24425.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24425 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24425.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24424.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24424.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24424 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24424.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24423.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24423.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24423 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24423.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24414.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24414.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24414 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24414.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Amend Exchange Rules in Connection With the Proposed Merger of BX Equities LLC With and Into the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24413.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24413.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24413 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24413.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the BX Equities LLC Operating Agreement https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24412.html https://regulations.justia.com/regulations/fedreg/2021/11/09/2021-24412.html Tue, 09 Nov 2021 00:00:00 -0800 2021-24412 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-09/pdf/2021-24412.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Declaration of Effectiveness of the Fingerprint Plan of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24327.html https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24327.html Mon, 08 Nov 2021 00:00:00 -0800 2021-24327 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24327.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24326.html https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24326.html Mon, 08 Nov 2021 00:00:00 -0800 2021-24326 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24326.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 2616, Priority of Orders https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24325.html https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24325.html Mon, 08 Nov 2021 00:00:00 -0800 2021-24325 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24325.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.330 To Retire the IEX Data Platform Data Product https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24324.html https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24324.html Mon, 08 Nov 2021 00:00:00 -0800 2021-24324 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24324.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Grayscale Bitcoin Trust (BTC) Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24323.html https://regulations.justia.com/regulations/fedreg/2021/11/08/2021-24323.html Mon, 08 Nov 2021 00:00:00 -0800 2021-24323 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-08/pdf/2021-24323.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24345.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24345.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24345 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24345.pdf Notice - AFA Multi-Manager Credit Fund and Alternative Fund Advisors, LLC https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24295.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24295.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24295 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24295.pdf Notice - Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With the Portfolio Margining of Cleared Swaps and Security-Based Swaps That Are Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24170.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24170.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24170 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24170.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24169.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24169.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24169 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24169.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Eliminate Expired and Obsolete Pillar Port Transition Fee Pricing https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24168.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24168.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24168 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24168.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24167.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24167.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24167 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24167.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24166.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24166.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24166 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24166.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 3301B https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24165.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24165.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24165 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24165.pdf Notice - Blackstone/GSO Floating Rate Enhanced Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24148.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24148.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24148 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24148.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24147.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24147.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24147 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24147.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24146.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24146.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24146 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24146.pdf Notice - Submission Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24145.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24145.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24145 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24145.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24144.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24144.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24144 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24144.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24143.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24143.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24143 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24143.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24142.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24142.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24142 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24142.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24140.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24140.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24140 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24140.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24139.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24139.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24139 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24139.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24138.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24138.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24138 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24138.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24137.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24137.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24137 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24137.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24136.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24136.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24136 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24136.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24135.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24135.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24135 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24135.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24134.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24134.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24134 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24134.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24133.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24133.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24133 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24133.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24132.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24132.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24132 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24132.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24131.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24131.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24131 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24131.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24130.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24130.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24130 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24130.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24129.html https://regulations.justia.com/regulations/fedreg/2021/11/05/2021-24129.html Fri, 05 Nov 2021 00:00:00 -0700 2021-24129 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-05/pdf/2021-24129.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24222.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24222.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24222 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24222.pdf Notice - Joint Industry Plan; Order Disapproving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24035.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24035.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24035 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24035.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24018.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24018.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24018 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24018.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24017.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24017.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24017 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24017.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24016.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24016.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24016 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24016.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirements To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company Under Certain Conditions https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24015.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24015.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24015 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24015.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 6.91P-O https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24014.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24014.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24014 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24014.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24013.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24013.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24013 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24013.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Minor Adjustment to the Calculation Methodology for the BRIXXTM https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24012.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24012.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24012 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24012.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24000.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24000.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24000 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24000.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23934.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23934.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23934 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23934.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 501, Days and Hours of Business To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23933.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23933.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23933 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23933.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23932.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23932.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23932 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23932.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Until May 2, 2022 https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23931.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23931.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23931 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23931.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23930.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23930.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23930 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23930.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23929.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23929.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23929 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23929.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23928.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23928.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23928 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23928.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23927.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23927.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23927 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23927.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Request for PRISM https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23926.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23926.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23926 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23926.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23925.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23925.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23925 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23925.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23924.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23924.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23924 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23924.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Reduced Value Index https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23923.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23923.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23923 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23923.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Micro Index https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23922.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23922.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23922 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23922.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23921.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23921.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23921 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23921.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23920.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23920.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23920 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23920.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23919.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23919.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23919 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23919.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend DTC's Procedures and Make Clarifying Changes to the DTC Rules https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23918.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23918.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23918 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23918.pdf Notice - Privacy Act of 1974; System of Records https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23821.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23821.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23821 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23821.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc., Cboe Exchange, Inc.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC and The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23817.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23817.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23817 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23817.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Extension of Review Period of Advance Notice Relating to OCC's Adoption of Cloud Infrastructure for New Clearing, Risk Management, and Data Management Applications https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23816.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23816.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23816 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23816.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23815.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23815.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23815 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23815.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23813.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23813.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23813 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23813.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23810.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23810.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23810 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23810.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Extend the Regulatory Relief and Permit Dealers To Conduct Office Inspections Remotely Until June 30, 2022, Pursuant to MSRB Rule G-27, on Supervision https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23809.html https://regulations.justia.com/regulations/fedreg/2021/11/02/2021-23809.html Tue, 02 Nov 2021 00:00:00 -0700 2021-23809 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-02/pdf/2021-23809.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23857.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23857.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23857 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23857.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23676.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23676.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23676 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23676.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt an Incentive Program for Market Makers in SPIKES® Options https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23673.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23673.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23673 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23673.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23672.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23672.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23672 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23672.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23671.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23671.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23671 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23671.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish the “Extended Trading Close” and a New “Extended Trading Close” Order Type https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23670.html https://regulations.justia.com/regulations/fedreg/2021/11/01/2021-23670.html Mon, 01 Nov 2021 00:00:00 -0700 2021-23670 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-01/pdf/2021-23670.pdf