<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/30?registers=between Sun, 22 Dec 2024 18:51:23 -0800 Sun, 22 Dec 2024 18:51:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/30?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26074.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26074.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26074 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26074.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26070.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26070.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26070 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26070.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26068.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26068.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26068 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26068.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26067.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-26067.html Tue, 30 Nov 2021 00:00:00 -0800 2021-26067 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-26067.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25994.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25994.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25994 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25994.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Post-Only Quote Configuration Risk Protection https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25992.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25992.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25992 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25992.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25991.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25991.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25991 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25991.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25990.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25990.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25990 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25990.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25989.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25989.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25989 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25989.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 6732 and Expand the Scope of Exemptions That FINRA May Grant ATSs From the TRACE Reporting Requirements https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25988.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25988.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25988 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25988.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as BSTX LLC https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25987.html https://regulations.justia.com/regulations/fedreg/2021/11/30/2021-25987.html Tue, 30 Nov 2021 00:00:00 -0800 2021-25987 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-30/pdf/2021-25987.pdf