<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/22?registers=between Sun, 22 Dec 2024 18:59:46 -0800 Sun, 22 Dec 2024 18:59:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/22?registers=between Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule and the MIAX Pearl Equities Fee Schedule To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25360.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25360.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25360 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25360.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25359.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25359.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25359 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25359.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25358.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25358.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25358 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25358.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25357.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25357.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25357 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25357.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25356.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25356.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25356 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25356.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25355.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25355.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25355 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25355.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25354.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25354.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25354 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25354.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25353.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25353.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25353 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25353.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64-O To Provide an Option for OTP Holders and OTP Firms To Instruct the Exchange To Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25352.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25352.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25352 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25352.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25351.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25351.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25351 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25351.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25350.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25350.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25350 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25350.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25349.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25349.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25349 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25349.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25348.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25348.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25348 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25348.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire Certain Order Entry Protocols and Related Fees, at Equity 7, Section 115 https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25346.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25346.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25346 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25346.pdf Proposed Rule - Updating EDGAR Filing Requirements https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-24523.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-24523.html Mon, 22 Nov 2021 00:00:00 -0800 2021-24523 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-24523.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25544.html https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25544.html Mon, 22 Nov 2021 00:00:00 -0800 2021-25544 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25544.pdf