Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/22?limit=200&registers=between&mode=atom 2024-12-22T18:21:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25360.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule and the MIAX Pearl Equities Fee Schedule To Establish a Policy Relating to Billing Errors 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25360 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25360.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25359.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25359 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25359.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25358.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25358 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25358.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25357.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25357 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25357.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25356.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25356 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25356.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25355.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25355 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25355.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25354.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25354 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25354.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25353.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25353 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25353.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25352.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64-O To Provide an Option for OTP Holders and OTP Firms To Instruct the Exchange To Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25352 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25352.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25351.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25351 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25351.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25350.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25350 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25350.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25349.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25349 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25349.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25348.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25348 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25348.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25346.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire Certain Order Entry Protocols and Related Fees, at Equity 7, Section 115 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25346 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25346.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-24523.html Proposed Rule - Updating EDGAR Filing Requirements 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-24523 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-24523.pdf https://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25544.html Notice - Sunshine Act Meetings 2021-11-22T00:00:00-08:00 2021-11-22T00:00:00-08:00 2021-25544 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25544.pdf