Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/22?limit=200®isters=between&mode=atom2024-12-22T18:21:24-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25360.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule and the MIAX Pearl Equities Fee Schedule To Establish a Policy Relating to Billing Errors2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25360Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25360.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25359.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Establish a Policy Relating to Billing Errors2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25359Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25359.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25358.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25358Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25358.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25357.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25357Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25357.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25356.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25356Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25356.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25355.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25355Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25355.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25354.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Procedures for the Allocation of Cabinets and Power to Its Colocated Users2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25354Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25354.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25353.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25353Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25353.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25352.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.64-O To Provide an Option for OTP Holders and OTP Firms To Instruct the Exchange To Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25352Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25352.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25351.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25351Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25351.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25350.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25350Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25350.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25349.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25349Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25349.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25348.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25348Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25348.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25346.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire Certain Order Entry Protocols and Related Fees, at Equity 7, Section 1152021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25346Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25346.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-24523.htmlProposed Rule - Updating EDGAR Filing Requirements2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-24523Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-24523.pdfhttps://regulations.justia.com/regulations/fedreg/2021/11/22/2021-25544.htmlNotice - Sunshine Act Meetings2021-11-22T00:00:00-08:002021-11-22T00:00:00-08:002021-25544Noticehttps://www.govinfo.gov/content/pkg/FR-2021-11-22/pdf/2021-25544.pdf