<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/04?registers=between Mon, 30 Jun 2025 08:06:44 -0700 Mon, 30 Jun 2025 08:06:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/04?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24222.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24222.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24222 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24222.pdf Notice - Joint Industry Plan; Order Disapproving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24035.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24035.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24035 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24035.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24018.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24018.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24018 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24018.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24017.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24017.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24017 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24017.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24016.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24016.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24016 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24016.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirements To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company Under Certain Conditions https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24015.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24015.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24015 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24015.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 6.91P-O https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24014.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24014.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24014 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24014.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24013.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24013.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24013 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24013.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Minor Adjustment to the Calculation Methodology for the BRIXXTM https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24012.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24012.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24012 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24012.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24000.html https://regulations.justia.com/regulations/fedreg/2021/11/04/2021-24000.html Thu, 04 Nov 2021 00:00:00 -0700 2021-24000 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-04/pdf/2021-24000.pdf