<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/03?registers=between Mon, 30 Jun 2025 11:14:50 -0700 Mon, 30 Jun 2025 11:14:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/11/03?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX Emerald, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23934.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23934.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23934 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23934.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 501, Days and Hours of Business To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23933.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23933.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23933 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23933.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 501, Days and Hours of Business, To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23932.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23932.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23932 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23932.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew Its Nonstandard Expirations Pilot Program Until May 2, 2022 https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23931.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23931.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23931 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23931.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23930.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23930.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23930 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23930.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23929.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23929.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23929 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23929.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Programs in Connection With the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23928.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23928.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23928 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23928.pdf Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Amend the Corporate Documents of the Exchange's Parent Company https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23927.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23927.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23927 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23927.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of Request for PRISM https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23926.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23926.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23926 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23926.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23925.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23925.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23925 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23925.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23924.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23924.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23924 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23924.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Reduced Value Index https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23923.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23923.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23923 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23923.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Micro Index https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23922.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23922.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23922 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23922.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Bitwise Bitcoin ETP Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23921.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23921.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23921 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23921.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23920.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23920.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23920 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23920.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23919.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23919.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23919 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23919.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend DTC's Procedures and Make Clarifying Changes to the DTC Rules https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23918.html https://regulations.justia.com/regulations/fedreg/2021/11/03/2021-23918.html Wed, 03 Nov 2021 00:00:00 -0700 2021-23918 Notice https://www.govinfo.gov/content/pkg/FR-2021-11-03/pdf/2021-23918.pdf