Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-21T07:46:49-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23532.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.312021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23532Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23532.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23445.htmlNotice - Amended and Restated Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Federal Republic of Germany; Amended Orders Addressing Non-U.S. Security-Based Swap Entities Subject to Regulation in the French Republic or the United Kingdom; and Order Extending the Time To Meet Certain Conditions Relating to Capital and Margin2021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23445Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23445.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23444.htmlNotice - Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain2021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23444Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23444.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23438.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 To Establish an Enhanced Market Quality Program2021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23438Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23438.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23437.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Establish a Policy Relating to Billing Errors2021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23437Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23437.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23436.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Length of Its Current Global Trading Hours Session2021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23436Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23436.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23435.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 To Modify the Enhanced Market Quality Program2021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23435Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23435.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23434.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Transaction Credits and Charges at Equity 7, Section 118(a)2021-10-28T00:00:00-07:002021-10-28T00:00:00-07:002021-23434Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23434.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/27/2021-23391.htmlNotice - SEC Small Business Capital Formation Advisory Committee2021-10-27T00:00:00-07:002021-10-27T00:00:00-07:002021-23391Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-27/pdf/2021-23391.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/27/2021-23344.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule2021-10-27T00:00:00-07:002021-10-27T00:00:00-07:002021-23344Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-27/pdf/2021-23344.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/27/2021-23343.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product To Be Known as Open-Close Data Report and To Adopt Fees for Such Product2021-10-27T00:00:00-07:002021-10-27T00:00:00-07:002021-23343Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-27/pdf/2021-23343.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/26/2021-23258.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Back-Testing Framework2021-10-26T00:00:00-07:002021-10-26T00:00:00-07:002021-23258Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-26/pdf/2021-23258.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/26/2021-23257.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Make Certain Clarifying Changes to Its Rule Related to Periodic Auctions2021-10-26T00:00:00-07:002021-10-26T00:00:00-07:002021-23257Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-26/pdf/2021-23257.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/26/2021-22817.htmlNotice - Order Specifying the Manner and Format of Filing Unaudited Financial and Operational Information by Security-Based Swap Dealers and Major Security-Based Swap Participants That Are Not U.S. Persons and Are Relying on Substituted Compliance Determinations With Respect to Rule 18a-72021-10-26T00:00:00-07:002021-10-26T00:00:00-07:002021-22817Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-26/pdf/2021-22817.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/26/2021-23306.htmlNotice - Public Availability of the Securities and Exchange Commission's FY 2019 Service Contract Inventory2021-10-26T00:00:00-07:002021-10-26T00:00:00-07:002021-23306Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-26/pdf/2021-23306.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/26/2021-23265.htmlNotice - Asset Management Advisory Committee; Meeting2021-10-26T00:00:00-07:002021-10-26T00:00:00-07:002021-23265Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-26/pdf/2021-23265.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23295.htmlNotice - Sunshine Act Meetings2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23295Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23295.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23266.htmlNotice - Sunshine Act Meetings2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23266Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23266.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23166.htmlNotice - Credit Suisse Asset Management, LLC., et al.; Notice of Application and Temporary Order2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23166Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23166.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23161.htmlNotice - Proposed Collection; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23161Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23161.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23160.htmlNotice - Proposed Collection; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23160Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23160.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23159.htmlNotice - Proposed Collection; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23159Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23159.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23158.htmlNotice - Proposed Collection; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23158Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23158.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23157.htmlNotice - Proposed Collection; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23157Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23157.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23156.htmlNotice - Submission for OMB Review; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23156Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23156.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23155.htmlNotice - Submission for OMB Review; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23155Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23155.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23154.htmlNotice - Submission for OMB Review; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23154Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23154.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23153.htmlNotice - Submission for OMB Review; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23153Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23153.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23152.htmlNotice - Submission for OMB Review; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23152Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23152.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23151.htmlNotice - Submission for OMB Review; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23151Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23151.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23150.htmlNotice - Submission for OMB Review; Comment Request2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23150Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23150.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23141.htmlNotice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of a Filing of a Proposed Rule Change Regarding Disruptive Trading Practices2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23141Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23141.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23140.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23140Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23140.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/25/2021-23139.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Billing Errors Policy and Enable the Exchange To Agree to Alternative Payment Instructions for the Exchange's Direct Debit Collection Process2021-10-25T00:00:00-07:002021-10-25T00:00:00-07:002021-23139Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-25/pdf/2021-23139.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/22/2021-23072.htmlNotice - Asset Management Advisory Committee2021-10-22T00:00:00-07:002021-10-22T00:00:00-07:002021-23072Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-22/pdf/2021-23072.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/22/2021-23024.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.2802021-10-22T00:00:00-07:002021-10-22T00:00:00-07:002021-23024Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-22/pdf/2021-23024.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/22/2021-23023.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 6.32.012021-10-22T00:00:00-07:002021-10-22T00:00:00-07:002021-23023Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-22/pdf/2021-23023.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/22/2021-23022.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.222021-10-22T00:00:00-07:002021-10-22T00:00:00-07:002021-23022Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-22/pdf/2021-23022.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/22/2021-23021.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Interest Rates Used for Options Pricing in the STANS Methodology Description2021-10-22T00:00:00-07:002021-10-22T00:00:00-07:002021-23021Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-22/pdf/2021-23021.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-23108.htmlNotice - Sunshine Act Meetings2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-23108Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-23108.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22943.htmlNotice - Self-Regulatory Organizations: MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adjust the Options Regulatory Fee2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22943Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22943.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22942.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22942Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22942.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22941.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.182021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22941Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22941.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22940.htmlNotice - Self-Regulatory Organizations: MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22940Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22940.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22939.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.162021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22939Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22939.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22938.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.182021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22938Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22938.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22937.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 20222021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22937Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22937.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22936.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 20222021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22936Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22936.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22935.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.102021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22935Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22935.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22934.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.102021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22934Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22934.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22933.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 20222021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22933Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22933.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22932.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22932Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22932.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22931.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22931Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22931.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22930.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22930Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22930.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22929.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.102021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22929Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22929.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22928.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.162021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22928Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22928.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22927.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Its Lead Market-Maker Incentive Programs2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22927Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22927.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22926.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Ports2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22926Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22926.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22925.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22925Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22925.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22924.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 20222021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22924Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22924.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22923.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 20222021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22923Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22923.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22922.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Current Pilot Program Related To Clearly Erroneous Executions, to the Close of Business on April 20, 20222021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22922Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22922.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22921.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to Clearly Erroneous Executions, to the Close of Business on April 20, 20222021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22921Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22921.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22906.htmlNotice - Submission for OMB Review; Comment Request2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22906Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22906.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22905.htmlNotice - Submission for OMB Review; Comment Request2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22905Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22905.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22904.htmlNotice - Proposed Collection; Comment Request2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22904Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22904.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22902.htmlNotice - For Submission Comment Request2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22902Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22902.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22900.htmlNotice - Submission for OMB Review; Comment Request2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22900Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22900.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22899.htmlNotice - Proposed Collection; Comment Request2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22899Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22899.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22898.htmlNotice - Proposed Collection; Comment Request2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22898Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22898.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/21/2021-22754.htmlProposed Rule - Reopening of Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation2021-10-21T00:00:00-07:002021-10-21T00:00:00-07:002021-22754Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2021-10-21/pdf/2021-22754.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22811.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.54 and Rule 5.55 in Connection With a Designated Primary Market-Maker's and a Lead Market-Maker's Obligation To Submit Opening Quotes for the Regular Trading Hours Session in Index Options2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22811Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22811.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22810.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors' Exchange LLC2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22810Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22810.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22809.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 20222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22809Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22809.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22808.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22808Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22808.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22807.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 6.A To Modify the QCC and Solicitation Rebate Program2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22807Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22807.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22806.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Extend the Pilot Related to the Market-Wide Circuit Breakers in Exchange Rule 26222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22806Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22806.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22800.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22800Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22800.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22799.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE National, Inc.; NYSE Chicago, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22799Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22799.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22798.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22798Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22798.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22797.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 20222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22797Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22797.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22796.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC, and MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22796Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22796.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22795.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 20222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22795Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22795.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22691.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.132021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22691Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22691.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22690.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22690Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22690.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22689.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22689Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22689.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22688.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22688Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22688.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22687.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22687Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22687.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22686.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22686Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22686.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22685.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22685Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22685.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22684.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22684Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22684.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22683.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 19342021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22683Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22683.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22682.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 20222021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22682Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22682.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22772.htmlNotice - Sunshine Act Meetings2021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22772Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22772.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22576.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BZX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 19342021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22576Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22576.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22575.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees in BZX Rule 14.13 Applicable to Securities Listed on the Exchange2021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22575Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22575.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22569.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 102021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22569Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22569.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22568.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BYX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 19342021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22568Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22568.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22567.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 20222021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22567Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22567.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22566.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4, Multiply Listed Options Fees2021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22566Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22566.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22548.htmlNotice - First Eagle Global Opportunities Fund, et al.2021-10-18T00:00:00-07:002021-10-18T00:00:00-07:002021-22548Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22548.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/15/2021-22475.htmlNotice - Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation2021-10-15T00:00:00-07:002021-10-15T00:00:00-07:002021-22475Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-15/pdf/2021-22475.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/15/2021-21549.htmlProposed Rule - Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers2021-10-15T00:00:00-07:002021-10-15T00:00:00-07:002021-21549Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2021-10-15/pdf/2021-21549.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22536.htmlNotice - Sunshine Act Meeting; Cancellation2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22536Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22536.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22441.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker Until March 18, 20222021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22441Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22441.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22440.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22440Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22440.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22439.htmlNotice - Self-Regulatory Organizations; Depository Trust Company; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22439Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22439.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22438.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22438Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22438.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22437.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Nasdaq Rule 5750 (Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Proxy Portfolio Shares2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22437Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22437.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22436.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22436Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22436.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22277.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGA in Accordance With Rule 19c-1 Under the Securities Exchange Act of 19342021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22277Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22277.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22276.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22276Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22276.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22275.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of Hartford Large Cap Growth ETF, a Series of Hartford Funds Exchange-Traded Trust, Under Rule 14.11(m), Tracking Fund Shares2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22275Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22275.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22274.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.5(c) and Rule 5.6 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22274Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22274.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22269.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-in-Force Instructions Available for Bulk Messages and To Make a Clarifying Change2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22269Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22269.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/13/2021-22170.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Schwab Ariel ESG ETF2021-10-13T00:00:00-07:002021-10-13T00:00:00-07:002021-22170Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-13/pdf/2021-22170.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-22140.htmlNotice - Sunshine Act Meeting; Cancellation2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-22140Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-22140.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21996.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”)2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21996Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21996.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21995.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21995Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21995.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21994.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”)2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21994Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21994.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21993.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”)2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21993Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21993.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21992.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-0092021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21992Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21992.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21991.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21991Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21991.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21989.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21989Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21989.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21988.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB With the Ability To Inspect Public Accounting Firms2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21988Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21988.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21987.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Discretion Attribute, at Equity 4, Rule 4703, in Light of Planned Changes to the System2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21987Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21987.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21985.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5(d) To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”)2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21985Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21985.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21984.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”)2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21984Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21984.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21983.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF2021-10-08T00:00:00-07:002021-10-08T00:00:00-07:002021-21983Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21983.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21915.htmlRule - Adoption of Updated EDGAR Filer Manual, Form ID Amendments2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21915Rulehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21915.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21880.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To List and Trade Shares of the 2x Long VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts)2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21880Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21880.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21877.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts)2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21877Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21877.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21871.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21871Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21871.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21870.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.122021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21870Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21870.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21869.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Closing Volume Weighted Average Price (“Closing VWAP”) for Listing and Trading of Options on the Nasdaq-100® Volatility Index2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21869Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21869.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21868.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21868Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21868.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21866.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21866Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21866.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21865.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21865Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21865.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21863.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21863Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21863.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21624.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21624Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21624.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21864.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.122021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21864Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21864.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21773.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21773Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21773.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21772.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21772Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21772.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21771.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing To Adopt Listing Standards for Subscription Warrants Issued by a Company Organized Solely for the Purpose of Identifying an Acquisition Target2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21771Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21771.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21770.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Nasdaq IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21770Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21770.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21769.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Exempt Certain Categories of Investment Companies Registered Under the Investment Company Act of 1940 From the Requirement To Obtain Shareholder Approval Prior to the Issuance of Securities in Connection With Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21769Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21769.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21768.htmlNotice - Order Granting Application of Investors Exchange LLC for a Limited Exemption From Rule 602 of Regulation NMS for Its Retail Price Improvement Program2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21768Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21768.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21767.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 2231 (Customer Account Statements)2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21767Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21767.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/06/2021-21752.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, To Amend Each Exchange's Fee Schedule To Add Two Partial Cabinet Bundles Available in Co-Location and Establish Associated Fees2021-10-06T00:00:00-07:002021-10-06T00:00:00-07:002021-21752Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-06/pdf/2021-21752.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21750.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.122021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21750Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21750.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21749.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities, Rule 404, Series of Option Contracts Open for Trading, Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 503, Openings on the Exchange, Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism, and Rule 518, Complex Orders2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21749Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21749.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21747.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 100, Definitions, Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities, Rule 404, Series of Option Contracts Open for Trading, Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 406, Long-Term Option Contracts, Rule 500, Access to and Conduct on the Exchange, Rule 503, Openings on the Exchange, Rule 515, Execution of Orders, and Rule 519, MIAX Pearl Order Monitor (“MOM”)2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21747Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21747.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21746.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administration and Delivery Fee for the Municipal Advisor Principal Examination2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21746Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21746.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21745.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.122021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21745Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21745.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21744.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 7.2E2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21744Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21744.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21743.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rules 7.2-E and 7.2-O2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21743Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21743.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21742.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.22021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21742Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21742.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21741.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Chicago Rule 7.22021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21741Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21741.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21740.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE National Rule 7.22021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21740Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21740.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21697.htmlNotice - Potential Technical Changes to EDGAR Filer Access and Filer Account Management Processes2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21697Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21697.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21667.htmlNotice - Sunshine Act Meetings2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21667Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21667.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21625.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21625Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21625.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21623.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Shareholder Voting Requirement Set Forth in Section 312.07 of the NYSE Listed Company Manual2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21623Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21623.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21622.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21622Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21622.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21619.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Emerald Express Interface Ports2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21619Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21619.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21618.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21618Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21618.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21617.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21617Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21617.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21616.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21616Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21616.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21615.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21615Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21615.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21614.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Eligible Collateral and Liquidity Risk Management2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21614Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21614.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21613.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21613Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21613.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21612.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Global X Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21612Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21612.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21611.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21611Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21611.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21610.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Valkyrie XBTO Bitcoin Futures Fund Under Nasdaq Rule 5711(g)2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21610Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21610.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21609.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the One River Carbon Neutral Bitcoin Trust Under NYSE Arca Rule 8.201-E2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21609Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21609.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21590.htmlNotice - Submission for OMB Review; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21590Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21590.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21589.htmlNotice - Proposed Collection; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21589Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21589.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21588.htmlNotice - Submission for OMB Review; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21588Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21588.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21587.htmlNotice - Proposed Collection; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21587Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21587.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21586.htmlNotice - Proposed Collection; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21586Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21586.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21585.htmlNotice - Submission for OMB Review; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21585Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21585.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21584.htmlNotice - Submission for OMB Review; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21584Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21584.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/05/2021-21583.htmlNotice - Submission for OMB Review; Comment Request2021-10-05T00:00:00-07:002021-10-05T00:00:00-07:002021-21583Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-05/pdf/2021-21583.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21492.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21492Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21492.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21491.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21491Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21491.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21490.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21490Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21490.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21489.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21489Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21489.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21488.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 5.4 and Make Corresponding Changes to Other Rules2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21488Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21488.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21487.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Options Program on the iShares Russell 2000 ETF (IWM)2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21487Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21487.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21486.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21486Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21486.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21485.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Exchange's Fee Schedule2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21485Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21485.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21484.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21484Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21484.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21483.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rule 14.11(m) (Tracking Fund Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21483Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21483.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21482.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day NAV and an End-of-Day NAV2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21482Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21482.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21481.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Rule Requiring Members To Input Accurate Information Into BX Systems2021-10-04T00:00:00-07:002021-10-04T00:00:00-07:002021-21481Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21481.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/01/2021-21516.htmlNotice - Sunshine Act Meeting; Cancellation2021-10-01T00:00:00-07:002021-10-01T00:00:00-07:002021-21516Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-01/pdf/2021-21516.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/01/2021-21355.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.13 To Allow the Exchange To List up to 12 Standard Monthly Expirations for Certain Index Options2021-10-01T00:00:00-07:002021-10-01T00:00:00-07:002021-21355Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-01/pdf/2021-21355.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/01/2021-21354.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Historical Market Data Product To Be Known as the NYSE Options Open-Close Volume Summary2021-10-01T00:00:00-07:002021-10-01T00:00:00-07:002021-21354Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-01/pdf/2021-21354.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/01/2021-21353.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2021-10-01T00:00:00-07:002021-10-01T00:00:00-07:002021-21353Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-01/pdf/2021-21353.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/01/2021-21352.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule2021-10-01T00:00:00-07:002021-10-01T00:00:00-07:002021-21352Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-01/pdf/2021-21352.pdf