<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/28?registers=between Mon, 23 Dec 2024 00:03:29 -0800 Mon, 23 Dec 2024 00:03:29 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/28?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.31 https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23532.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23532.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23532 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23532.pdf Notice - Amended and Restated Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Federal Republic of Germany; Amended Orders Addressing Non-U.S. Security-Based Swap Entities Subject to Regulation in the French Republic or the United Kingdom; and Order Extending the Time To Meet Certain Conditions Relating to Capital and Margin https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23445.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23445.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23445 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23445.pdf Notice - Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23444.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23444.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23444 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23444.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 To Establish an Enhanced Market Quality Program https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23438.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23438.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23438 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23438.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23437.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23437.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23437 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23437.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Length of Its Current Global Trading Hours Session https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23436.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23436.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23436 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23436.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 To Modify the Enhanced Market Quality Program https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23435.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23435.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23435 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23435.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Transaction Credits and Charges at Equity 7, Section 118(a) https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23434.html https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23434.html Thu, 28 Oct 2021 00:00:00 -0700 2021-23434 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23434.pdf