Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/28?limit=200&registers=between&mode=atom 2024-12-22T23:47:44-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23532.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Rule 7.31 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23532 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23532.pdf https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23445.html Notice - Amended and Restated Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Federal Republic of Germany; Amended Orders Addressing Non-U.S. Security-Based Swap Entities Subject to Regulation in the French Republic or the United Kingdom; and Order Extending the Time To Meet Certain Conditions Relating to Capital and Margin 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23445 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23445.pdf https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23444.html Notice - Order Granting Conditional Substituted Compliance in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23444 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23444.pdf https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23438.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 To Establish an Enhanced Market Quality Program 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23438 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23438.pdf https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23437.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Establish a Policy Relating to Billing Errors 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23437 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23437.pdf https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23436.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Length of Its Current Global Trading Hours Session 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23436 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23436.pdf https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23435.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 To Modify the Enhanced Market Quality Program 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23435 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23435.pdf https://regulations.justia.com/regulations/fedreg/2021/10/28/2021-23434.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Transaction Credits and Charges at Equity 7, Section 118(a) 2021-10-28T00:00:00-07:00 2021-10-28T00:00:00-07:00 2021-23434 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-28/pdf/2021-23434.pdf