<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/20?registers=between Thu, 17 Jul 2025 09:03:29 -0700 Thu, 17 Jul 2025 09:03:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/20?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.54 and Rule 5.55 in Connection With a Designated Primary Market-Maker's and a Lead Market-Maker's Obligation To Submit Opening Quotes for the Regular Trading Hours Session in Index Options https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22811.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22811.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22811 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22811.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors' Exchange LLC https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22810.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22810.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22810 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22810.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 2022 https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22809.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22809.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22809 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22809.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22808.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22808.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22808 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22808.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 6.A To Modify the QCC and Solicitation Rebate Program https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22807.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22807.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22807 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22807.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Extend the Pilot Related to the Market-Wide Circuit Breakers in Exchange Rule 2622 https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22806.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22806.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22806 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22806.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22800.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22800.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22800 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22800.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE National, Inc.; NYSE Chicago, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22799.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22799.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22799 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22799.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22798.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22798.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22798 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22798.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022 https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22797.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22797.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22797 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22797.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC, and MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22796.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22796.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22796 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22796.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 2022 https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22795.html https://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22795.html Wed, 20 Oct 2021 00:00:00 -0700 2021-22795 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22795.pdf